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ARCHIVED ENFORCEMENT ACTIONS A - C

Archived enforcement actions are available online beginning with 2004. To find or research older actions, please send an email to ra-hearings@pa.gov.

A.                                                       

3 Mark Financial Texas, Inc.(Sugarland, TX) 12/08

$1,000 penalty; 5-yr license supervision - Failed to report actions taken against the entity in 2006 from Kentucky and Texas for not timely filing required viatical settlement reports.


Aarons, Louis H. (Sinking Springs, PA) 3/05

 

Abashera, Elsidieg (Philadelphia, PA) 2/09

Cease and desist order, $1,000 penalty; restitution agreement and 5-yr license supervision for an outstanding balance on a 2008 restitution agreement. 

 

Abashera, Elsidieg (Philadelphia, PA) 5/10

7-yr license supervision for failing to comply with the terms of a previous consent order.

 

Abraham Todd A. (New Castle, PA) 4/04

 

Abrams, Barry (Rydal, PA) 6/13

License revocation – Abrams misrepresented policy terms and conditions, overcharged at least 12 clients for insurance policies and placed the premium overcharges into his personal banking account.

 

Ace Insurance Agency (Allentown, PA) 12/06

 

Acevedo, Nancy M. (San Antonio, TX) 5/09

5-yr license supervision for failing to report.

 

Acordia of Illinois, Inc. (Schaumburg, IL)

 

Acordia of Ohio, LLC (Cincinnati, OH) 9/05

 

Adamchak, Erik J. (Wayne, NJ) 11/07

 

Adams, Jason Richard (Creve Couer, Missouri) 12/08

3-yr license supervision - Failed to report other state actions in Florida, Missouri and Virginia and failed to disclose a criminal history on his non-resident title agent license for the commonwealth. 

 

Adoniram Insurance Agency, Inc. (Reading, PA) 6/07

 

Adriatic Ins. Co. (Metairie, LA) 2/3/2015
$3,500 penalty: Adriatic issued improper notices of cancellation for commercial policies that failed to inform insureds they could request 3-yrs of loss information.

Advance    Settlement Agency, Inc. (East Berlin, PA)

 

Advanced Financial Planning & Insurance Professionals, Inc. (Chambersburg, PA) 12/07

 

Aetna Health, Inc. (Blue Bell, PA) 4/06

 

Affiliated Mortgage Protection, LLC (Clark, NJ) 8/07

 

Affinity Insurance Services, Inc. (Hatboro, PA)

 

Affinity Insurance Services, Inc. (Hatboro, PA) 1/06

 

Aguilar, Ileana (Philadelphia, PA) 6/07

 

AIG Casualty Company (Philadelphia, PA) 3/08

 

AIG National Insurance Company, Inc. (Alpharetta, GA)


Alba, Jonathan (Conshohocken, PA) 5/15

5-yr license supervision - Alba was convicted of 2 minor misdemeanors, which he reported on his insurance license application.

Alsentzer, Holly A. (Flourtown, PA) 5/15
Revocation; 5-yr future supervision - Alsentzer failed to report her criminal proceedings to the Pennsylvania Insurance Department.


Albert, Jason R. (Maryville, TN) 3/11

3-yr license supervision – Albert, a producer, sold a PA consumer a AIM and CEO Club health plan, however he failed to conduct due diligence to determine if it was a bona fide health plan.

 

Albright, Andy S. (Burlington, NC) 6/07

 

Alexander, Kenneth J. (Lancaster, PA) 12/06

 

Allen, John G.B. (Woodbury, MN)

 

Allen, Rodney (Connellsville, PA) 7/13

License surrender – Allen failed to notify the department of his felony arrest, and also provided false information by failing to disclose the criminal charges on his license renewal application.

 

Allied Adjustment Group, Inc. (Langhorne, PA) 11/13

5-yr license supervision; $5,000 civil penalty – Allied Adjustment Group, Inc. received a settlement check from Mutual Benefit Insurance Co., but failed to remit funds to the insured in a timely manner

 

Allied Insurance Brokers, Inc. (Pittsburgh, PA) 12/08

$4,000 penalty; 3-yr license supervision - Performed 27 filings on surplus lines policies sold by producers who were not licensed in surplus lines. 

 

AllStaffing, Inc. (Lansford, PA) 10/06

 

Allstate Fire & Casualty Insurance Company 6/14

Adjudication and Order

 

Allstate Life Insurance Company

 

Almeyda, Katherine (York, PA) 7/13

License revocation – Almeyda failed to report criminal arrests to the department.

 

Almeyda, Katherine (York, PA) 5/08

§1033 waiver; Indefinite supervision of producer license - Felony conviction.


Ambrose Financial Group, Inc. (Chadds Ford, PA)

 

American Bonding Company (New Hope, PA)

 

American Business & Personal Insurance Mutual, Inc. (Chicago, IL) 2/08

Late filing of workers compensation accident & sickness report; $3,000 penalty

 

American Diversified Services, Inc. (Horsham, PA) 7/08

$5,000 penalty and 5-yr license supervision for failing to timely remit policyholder premiums, resulting in cancellation notices being sent to homeowners.  All policies were reinstated.

 

American General Life Insurance Company (Houston, TX) 10/06

 

American International Insurance Group, Inc. (Philadelphia, PA) 3/08

3-yr reporting obligation, additional business reforms, disclosure to prospective policyholders and a compliance program - Alleged scheme involving contingent compensation; $6,600,000 fine, $2,613,350 costs, $2,525,400 reimbursement of investigative costs, $1,813,613 premium taxes.

 

American International South Insurance Company (Philadelphia, PA) 3/08

 

American Investors Life Insurance Company (Topeka, KS) 3/08

Failure to properly oversee producers on annuity sales; $78,000 payment for administrative and legal fees, cooperation with related investigations, full enforcement of current compliance plan

 

American Reliable Insurance Company (Scottsdale, AZ) 11/05

 

American Security Insurance Company (Atlanta, GA) 4/06

 

American Transinsurance Group, Inc. (Downingtown, PA) 4/05

 

America's Choice Health Plans, Inc. (Dublin, PA)

 

AmerUs Life Insurance Company (Des Moines, IA) 3/08

See American Investors Life Insurance Company

 

Amorim, Jeremy Wayne (Chico, CA)3/15
Revocation; 5-yr future license supervision - Amorim provided incorrect and false information on his insurance license application.

Anderson, Jacqueline, M. (Allentown, PA) 2/09

Cease and desist order; license surrender and 5-yr license supervision for failing to report an arrest for several felonies and a misdemeanor in 2008.

 

Anderson, James A. (Collingdale, PA) 12/11

5-yr license supervision and $1,000 penalty – Anderson forged a policyholder's signature, made the check payable to him and did not remit the full amount to the insurance company. These actions caused a claim denial. Anderson subsequently made restitution to the consumer.

 

Anderson, Roderick G. (York, PA) 12/09

5-yr license supervision for not disclosing a misdemeanor conviction or an administrative penalty due to Maryland on his insurance producer license applications.


Anderson, Roy David (Erie, PA) 7/15
3-yr license supervision - Mr. Anderson failed to disclose certain information on his license application. 

Andreassi, Mary Pry (Butler, PA) 11/05

 

Andruszko Raymond M (Drexel Hill, PA)

 

Anthony Angelo (Turnersville, NJ) 6/12

License revocations and $973,221 restitution


Antigua, John (Northampton, PA) 2/14

3-yr license supervision – Antigua did not disclose his criminal proceedings.

 

Antonino, Richard (Pittsburgh, PA) 4/07

 

Aon Risk Services Central, Inc. (Chicago, IL) 10/08

$5,000 penalty; 5-yr license supervision - Procured a surplus lines policy through an affiliate, although paid the surplus lines taxes as though it were independently procured. 

 

Aon Risk Services, Inc. of Maryland (Bel Air, MD) 1/06

 

Aracor Search and Abstract Services, Inc. (Philadelphia, PA) 6/12

License revocations and $973,221 restitution

 

Archer, David (Houtzdale, PA) 1/14

5-yr license supervision – Archer was convicted of misdemeanors

 

Argonaut Insurance Company (Chicago, IL) 4/08

Untimely submission of Workers' Compensation Accident & Illness Prevention Report

 

Argonaut-Midwest Insurance Company (Chicago, IL) 4/08

Untimely submission of Workers' Compensation Accident & Illness Prevention

 

Armbrecht, Keith R. (Davie, FL) 4/11

5-yr license supervision – Armbrecht failed to exercise due diligence to determine the validity of AIM Health Plans, which is an unlicensed entity, and subsequently sold coverage to a Pennsylvania consumer.

 

Arnold, Jordan A. (Lancaster, PA) 8/09

Voluntary license surrender for attempting to obtain confidential policy information without authorization from the policyholder.

 

Arnold, Norman L. (Lancaster, PA) 8/07

 

Arnone, Russel E. (Wilkes-Barre, PA) 1/12

License surrender – Arnone failed to report a 2010 conviction to the department, as required.

 

Artzberger, Loriann (Sewickley, PA) 4/15
Revocation; 10-yr future license supervision - Artzberger failed to report the charges and disposition of her felony and misdemeanor charges.

Ashcom, William G.
 (Windber, PA) 9/11

License surrender – Ashcom failed to notify the department on prior arrests related to failing to pay personal and corporate taxes, and misrepresented on his 2007 and 2009 license applications that he did not owe state personal income taxes.

 

Asher, Robert B. (Gwynedd Valley, PA) 8/13

§1033 waiver granted; Indefinite license supervision - prior felony conviction.

 

Assurance Group (The) (Archdale, NC) 7/08

 

Atlantic States Insurance Company Adjudication and Order 6/14

 

Aults, Samuel Clair Jay (Erie, PA) 3/15
$250 penalty: Aults failed to disclose his criminal history on his February 2, 2015 application.


Auman_Brenda_Lee
 (St. Clair, PA)

 

Automotive Risk Management & Insurance Services, Inc. (Stockton, CA) 12/10

5-yr license supervision and $1,000 penalty – The company failed to provide a copy of its 2009 surplus lines filing due to the Department of Revenue on 1/31/2010.

 

Avery Insurance Management Inc (Pittsburgh, PA)

 

Avgerinos, Don C. (Phoenixville, PA) 12/05

 

Axis Reinsurance Company (Alpharetta, GA) 4/08

Untimely submission of Workers' Compensation Accident & Illness Prevention Report; Cease and desist 


B.
Baer, Thomas M. (Erie, PA) 7/09

5-yr license supervision and $10,000 penalty for misrepresentations on insurance applications.

 

Bagley, Herbert H. (Blue Bell, PA) 8/05

 

Bailey, Brett Alan (Hanover, PA) 6/11

5-yr license supervision – Bailey failed to exercise due diligence to determine the validity of AIM Health Plans, which is an unlicensed entity, and subsequently sold coverage to a Pennsylvania consumer. Bailey made restitution for the consumer's out-of-pocket medical expenses. Nichols agreed to reimburse the consumer's unpaid medical costs.

 

Bako, Shawn A. (Tonawanda, NY) 12/13

License revocation – Bake failed to report administrative actions to the department.

 

Bajwa, Latif A. (Bensalem, PA) 3/09

5-yr license supervision for a prior criminal history disclosed on the initial license application.

 

Baker, Brian P. (Pittsburgh, PA) 4/09

$1,000 penalty and 5-yr license supervision for failing to report misdemeanor arrests and guilty pleas.

 

Baker, Brian P. (Pittsburgh, PA) 3/10

License suspension and 5-yr future license supervision for violating the license supervision terms from his April 28, 2009 Consent Order for failing to report a misdemeanor arrest to the department.

 

Balbirnie, John M. (Exton, PA) 5/11

License revocation – Balbirnie failed to pay state income tax since 2005, though he indicated on his renewal application that he was tax compliant; failed to remit funds owed to Nationwide Mutual Insurance Company and pled guilty to several felony charges in 2010.

 

Balboa Insurance Company (Irvine, PA) 2/09

Cease and desist order for not performing due diligence on the oversight of SCA Enterprises Burbank, d/b/a SCA Appraisal. SCA used unlicensed appraisers and/or fictitious people for performing motor vehicle physical damage appraisals on Balboa's behalf.

 

Baldinger, Sanford (Malibu, CA) 8/05

 

Baltimore Life Insurance Company (Owings Mills, MD) 2/05

 

Baltodano, Ateasha (Sicklerville, NJ) 2/14

§1033 waiver granted; indefinite supervision of license for prior felony conviction. 

 

Bankers Life and Casualty Company (Chicago, IL)

 

Baranik, Timothy (Altoona, PA) 4/14

License revocation – Baranik converted policyholders' premium payments for his personal use and accessed a company database to reduce uninsured and underinsured motorist cover limits without having the appropriate forms. Baranik must provide proof of restitution to the department.

 

Barber, Nicholas Joseph (Indiana, PA) 12/15
License revocation; 5-yr future license supervision - Barber pled guilty to felony charges, which he failed to report to the Pennsylvania Insurance Department.


Barbera, Kirk L
 (Smithon, PA) 4/14

§1033 waiver granted; indefinite supervision of license for prior felony conviction.

 

Barchman, Kathleen (Philadelphia, PA) 5/13

License revocation – Barchman collected premium and failed to forward it to carriers and surplus lines agencies.

 

Bare, Christopher (Blandon, PA) 9/12

5-yr license supervision and $2,000 penalty – In 2009, Bare failed to report a felony arrest. The arrest and subsequent conviction were finally reported in 2012

Barger, Jason E. (Greenville, PA) 2/11
§1033 waiver granted – Berger is under indefinite supervision of license for prior felony conviction.


Barnes, Acey M. (Philadelphia, PA)

Barnes, Acey M. (Philadelphia, PA) 6/06

Barnes_Acey_M (Philadelphia, PA)

Barnes, Charles Boyd (Oil City, PA) 4/14
License revocation – Barnes failed to notify the department of his felony arrest.


Barnes, Roy Andrew
 (Ambridge, PA) 4/15 
Revocation; 5-yr future license supervision - Barnes did not notify the Department within 30 days of criminal charges or criminal proceedings.


Barnhart, Rosie K. (Greenville, PA) 9/05

Barr III, Burns (Chambersburg, PA) 5/06

Barr, Sandra (Connellsville, PA)3/15

§1033 waiver granted; indefinite supervision of license for prior felony convictions.


Barrett, Craig M. (Pennington, NJ) 1/11
5-yr license supervision and $5,000 penalty – Barrett failed to report administrative actions taken against his license in other states and he completed a life insurance application with false, inaccurate and misleading information.


Barringer, Jr., Curtis A. 11/06

 

Bart, Michael D. (Wilkes-Barre, PA) 2/09
Cease and desist order, license revocation and 5-yr future licensing supervision for failing to remit $166,485.60 in mortgage payoff and subsequently charged and convicted of wire fraud of $713,000.00.


Bartram, Gretchen J. (Oxford, PA) 5/06
5-yr license supervision for failing to report a criminal conviction involving misdemeanor possession of a controlled or counterfeit substance.


Basciano, Kevin Michael (Harrisburg, PA) 3/13
3-yr license supervision, must report disposition of charges – Basciano was arrested and charged with one felony and two misdemeanor charges, which he failed to notify the department.


Bass Underwriters, Inc. (Plantation, FL) 5/10
5-yr license supervision and $25,000 penalty for employing an unlicensed individual who was involved in the sale of over surplus lines polices to PA policyholders.

Bastian, Gary James (Williamsport, PA) 11/10
5-yr license supervision and $5,000 penalty – Bastian misrepresented himself as policyholders requesting changes to premium payments and billing formats.

Batipps, Freda J. (Norristown, PA) 9/11
10-yr license supervision; cooperation with related investigations and $20,000 penalty – Batipps failed to timely obtain valid, signed and dated UM and UIM waiver forms for a policy for agency's client; accepted falsified and backdated UM and UIM waiver forms, which resulted in an initial denial, claims litigation, and delayed payment of a serious claim. Batipps also failed to report an arrest to the department, but did report the dismissal of the criminal charges.


Batt, Diane (Erie, PA) 5/09
License revocation and 5-yr future license supervision for failing to forward a policyholder's full automobile insurance premium to a company, but rather, only forwarded half and paid the other half with a personal check.


Baxter, Erin L. (Warren, PA) 5/06

Beasom, Melanie Lee and Rhino Settlement Services, Inc. (Lancaster, PA) 2/10
License revocation and 5-yr future license supervision - collecting over $300,000 for mortgage payoffs and not remitting the funds as intended.


Bedford Grange Mutual Insurance Company (Bedford, PA) 12/05

Bedford Grange Mutual Ins. Co. (Bedford, PA) 10/14
$10,000 penalty – Respondent issued Notices of Cancellation or Refusal to Renew, which stated "your agent is no longer appointed with Bedford Grange Mutual Insurance Company." The producer identified on each notice was and is still appointed by Respondent.


Beitman, Murray (Harrisburg, PA)

 

Bellisario, Matthew R. (York, PA) 5/10

5-yr license supervision for two misdemeanor convictions, which he disclosedon his initial producer license application.


Bender, Randal R. (Pleasant Hills, PA) 6/07

Bender, Suanne (Quakertown, PA) 1/08
Felony conviction; indefinite license supervision granted with approved §1033 waiver application


Bender, Suanne M. (Quakertown, PA) 3/07

Benner, Lamar M. (Strasburg, PA) 11/06

Bennett, Neil Edward (Wheeling, WV) 1/07

Bennet-Thompson, Tenia M. (South Euclid, OH) 7/10
5-yr license supervision – Bennet-Thompson failed to report a misdemeanor guilty plea on Pennsylvania and California license renewals.


Berglund, Brian J. (Fountain Hills, AZ)

Bergman, Paul G. (Johnstown, PA) 11/07

Berlenbach, Mark T. (Sicklerville, NJ) 7/10 
5-yr license supervision – Berlenbach was involved in the sale of a life policy that became the subject of an inappropriate viatication structure, which resulted in financial loss to a policyholder.


Bernard, Robert Brian (Monroeville, PA) 8/15
1033 waiver granted; indefinite supervision of license for prior felony conviction.


Besch, Edmund S. (Westfield, NY) 5/08
$1,000 penalty, three-year license supervision - Failure to report a 2005 $2,0000 fine by the New York Insurance Department.


Bethlen Home of the Hungarian Reformed Federation of America (Ligonier, PA) 5/07

Better, Cora Elizabeth (Pittsburgh, PA) 2/13
License revocation - Better, already under supervision, admitted to having caused the placement of her personal automobile onto a client's automobile policy.

Better, Cora E. (Pittsburgh, PA) 9/08
3-yr license supervision for failing to respond to six departmental requests for information


Bey, Cheryl (Pittsburgh, PA) 12/12

Biles, Joseph Alexander (Virginia Beach, VA) 10/14
License revocation; $7,000.00 penalty – The Pennsylvania Insurance Department (PID) filed a Motion for Default Judgment.

Bires, Kenneth S. (Ambler, PA) 8/06

Birmingham Fire Insurance Company of Pennsylvania (Philadelphia, PA) 3/08

Bissonette, Heather L. (Landsdowne, PA) 10/13

Bixler, David (Mt. Holly Springs, PA) 5/06

Black Davis & Shue Agency (Harrisburg, PA)

Blank, Michael A. (Merion, PA) 7/10
5-yr license supervision – Blank was involved in the sale of a life policy that became the subject of an inappropriate viatication structure, which resulted in financial loss to a policyholder.


Blatstein, Marc (Newtown, PA) 11/09
§1033 waiver granted - Indefinite supervision of producer license for felony conviction.


Blewett, Gregory T. and Accu-Rate Insurance Agency, Inc. (Philadelphia, PA) 12/11
5-yr license supervision – Blewett and his agency failed to place a commercial liability policy and subsequently issued a fraudulent certificate of insurance.


Bleznak, David A. (Maple Glen, PA) 10/15                                                                                                                                                                          
Must comply with terms of Deferred Payment Plan agreement with the Pennsylvania Department of Revenue; 5-yr license supervision - Bleznak has state liens filed for failure to pay state income tax, which he failed to report on his license renewal form.


Blood, Scott E. (Linesville, PA) 7/05

Bloom, Sherman Marc (Curwensville, PA) 1/11
License revocation and 5-yr future license supervision – Bloom submitted seven annuity applications containing altered or invalid signatures.


Blotzer Wayne David (New Kensington, PA)

Blue Cross of Northeastern Pennsylvania (Wilkes-Barre, PA) 6/07

Blundetto, Michael (Glen Mills, PA) 5/06

Blyweiss, Ellis L. (Langhorne, PA) 12/06

Boccelli, Christopher D. (Blue Bell, PA) 3/09
5-yr license supervision for a prior criminal history disclosed on his initial license application.


Boden, Jr., Robert M. (Indiana, PA) 7/07

Bodine, Michael T. (Pittsburgh, PA) 1/11
License revocation and 5-yr future license supervision – Bodine admitted to forging signatures of his clients to policy receipts, illustrations and other documents.


Boggess, Emily G. (Philadelphia, PA) 4/15
Revocation; 5-yr future supervision - Boggess altered a document, which included affixing the signature of an insured that was cut from another document.


Bonhage, Blake (Mechanicsburg, PA) 7/12
5-yr license supervision – Bonhage pled guilty to a felony, which he failed to report to the department.

Bouchard, Ronald (Philadelphia, PA) 4/13
$1,000 penalty; 5-yr license supervision – Mr. Bouchard submitted an application for life insurance with the question regarding replacement incorrectly answered.

 

Bove, Michael G (Berwyn, PA) 

Bowen_John_M (Galeton, PA) 7/04

Bowes_Gerald_J. (Lafette,PA) 7/04

Boxman, Jonathan H. (Freehold, NJ) 9/09

License revocation for collecting $28,000 in premium and converting the money for his own use.


Boyer, Jessica A. (Marietta, PA) 4/13
5-yr license supervision; must report disposition of charges – Boyer was arrested in 2011 and failed to report the criminal charges to the department.


Boyle, Donald T. (Greenville, DE) 9/06

Boyle, Philip J. and Continental Land Abstract Services Company, Inc. (Kingtson, PA) 11/12
5-yr license supervision, $5,000 penalty and $420 restitution – Boyle accepted title premiums but failed to provide title insurance for a property.


Bozzi, Dominic J. (Morrisville, PA)

Bozzi, Michael J. (Morrisville, PA) 10/06

Bradford, George A., d/b/a A Affordable Insurance Agency (Glenmore, PA) 7/10
License revocation and 5-yr future license supervision – Bradford submitted insurance applications containing false, inaccurate and misleading information which resulted in an arrest and guilty pleas to seven felony charges.


Bradley, James T., Sr. (Broomall, PA) 9/08
5-yr license supervision for misrepresenting information on a policyholder's auto insurance policy


Brady, Homa Marlo (Philadelphia, PA) 3/13
3-yr license supervision, must report disposition of charges – Brady failed to report a 2008 criminal arrest to the department


Brady, Matthew (Ardmore, PA) 12/14
5-yr supervision, $1,000 penalty – Brady failed to report his criminal arrests and/or final dispositions within 30 days.


Brady, Thomas Charles (Philadelphia, PA) 5/15
3-yr license supervision - Brady failed to report his misdemeanor final disposition of charges to the Pennsylvania Insurance Department.


Brame, Natasha
 (Philadelphia, PA) 4/14
§1033 waiver granted; indefinite supervision of license for prior felony conviction.


Bratz, Kelly A. (Lock Haven, PA) 3/10
Surrender of producer license and 5-yr future license supervision for not reporting to the department a 2009 guilty plea for Acquiring or Obtaining Possession of a Controlled Substance.


Breault, Lawrence (Fairless Hills, PA) 3/10
7-yr Public Adjuster Solicitor license supervision for pleading guilty in 2004 to several felony drug charges.


Brethren Mutual Insurance Company (Hagerstown, MD) 3/06

Bridgeman, Alexandra (Delaware Water Gap, PA) 1/14
5-yr license supervision, $2.500.00 civil penalty – Ms. Bridgeman used identifying information of other individuals to obtain lower quotes for customers.


Brighton, Francis Mark (Ephrata, PA) 3/07

Bristol West Insurance Company (Philadelphia, PA) 2/04

Bristol-Burgess, Inc. (Westfield, NY) 5/08
See Besch, Edmund S.


Brokerage Professionals, Inc. (Media, PA) 9/08
$3,000 penalty and future license supervision for procuring surplus lines insurance and collecting premium in 2006 that netted $11,289.03 in surplus tax that was not remitted to the Pennsylvania Department of Revenue until March 2008.


Brookline at Mifflintown, Inc. (Mifflintown, PA) 9/06

Brooks, Sabrina Leianna (Philadelphia, PA) 1/12
3-yr license supervision – Brooks failed to disclose a 2005 misdemeanor conviction on her public adjuster solicitor license application.


Brown, Duane H. (Pittsburgh, PA) 6/14
§1033 waiver granted; indefinite supervision of license for prior felony conviction.


Brown, Jeffrey, Sr. (Middletown, PA) 10/10
License revocation and 5-yr future license supervision – Brown failed to report numerous 2006 misdemeanor charges and the subsequent guilty pleas, failed to report his failure to file state taxes in 2003 and failed to report pending felony and misdemeanor charges.


Brown, Lorraine C. (Abington, PA) 5/11
5-yr license supervision – Brown failed to notify the department of a 2009 misdemeanor arrest and subsequent conviction within the required 30 days.


Brown, Robert J. (Springfield, PA) 9/11
10-yr license supervision; cooperation with related investigations and $20,000 penalty – Brown accepted falsified and backdated UM and UIM waiver forms, which resulted in an initial claims denial, claims litigation, and delayed payment of a serious claim. Brown also failed to report an arrest to the department, but did report the dismissal of the criminal charges.


Brubaker, Steve A. (Elizabethtown, PA) 5/09
License surrender and 5-yr future license supervision for failing to disclose felony charges which stemmed from selling unregistered securities to elderly clients during 2007 and 2008


Bruch, Israel M. (Allentown, PA) 7/07

Bruckner, Marc A. (Maple Glenn, PA) 11/06

Brunette, Daniel E. (Indianapolis, IN) 9/06

Bruney, Trevor (Wilder, KY) 4/12
License revocation – Bruney falsified signatures on multiple policies.


Bryan, Michael K (Macon, GA)

Bryant, Lamont Wade (Philadelphia, PA) 2/09
Cease and desist order; $1,000 penalty and 5-yr license supervision for failing to report a 2007 arrest and two misdemeanor convictions.


Brzezowski, Edward R. (Exton, PA)3/15
$1,000 penalty; 5-yr license supervision - Brzezowski failed to submit monthly or annual filings with the PSLA.


Bucci_Joseph_C. (Fairview, PA)

Buchko, William E. (New Brighton, PA) 6/11
License revocation – Buchko pled guilty to one count of felony bank fraud in 2010; the felony indictment or conviction, as required, was not reported to the department.

Bules, Cynthia M. (White Oak, PA) 11/13
3-yr license supervision – Bules failed to disclose her criminal history on her application for an initial resident producer's license.


Bullington, Donna L. (Newportville, PA) 3/09
Indefinite supervision of public adjuster license for prior felony conviction, §1033 waiver granted.


Burgunder, William A. (Pittsburgh, PA) 11/10
3-yr license suspension, $4,500 penalty and $6,965.94 restitution to the Pa Department of Revenue – Burgunder failed to pay state income tax for years 2003 through 2006 and misrepresented on his license renewal applications that he was tax compliant.


Burke, Shawn D. (Mechanicsburg, PA) 4/06

Burkey Lyndon L. (Williamsport, PA)

Burkey, Rose Marie (Brunswick, MD) 5/05

Burkman, John M. (Miami, FL) 3/11
License surrender – Burkman was paid commissions on policies he was not actively selling and allowed an agency to conduct business under his producer license number. The agency subsequently had its license revoked.


Burks, Stacy L. (Pittsburgh, PA) 1/06

Burman, Wayne Anthony (Willow Grove, PA) 3/10
§1033 waiver granted; indefinite supervision of license for prior felony conviction.


Burns Martin A (Wyalusing, PA) 11/04

Burns, Martin A. (Wyalusing, PA) 9/05

Buterbaugh, Warren C. (Greensburg, PA) 11/10
5-yr license supervision and compliance with Pa Department of Revenue's Deferred Payment Plan – Buterbaugh owed personal income tax to the commonwealth. Buterbaugh has made full restitution.


Butler, Delmas R. Jr. (Wyomissing, PA) 3/11
License revocation – Butler made misrepresentations on two insurance applications.


Byrd, Kalvin (Pittsburgh, PA)2/15
$250 penalty: Byrd failed to disclose his criminal history on his November 14, 2014 license application.


Byrne, Joan Marie (Ardmore, PA) 2/13
§1033 waiver granted; indefinite supervision of license for prior felony conviction.

C.

Cadden, Robert J. (Erie, PA) 11/07

Cadden, Robert J. (Erie, PA) 9/05

Calabretta, Joseph A. (York, PA) 7/10
5-yr license supervision – Calabretta sold association plans to consumers that did not have appropriate certificates of authority.

Callis-Keiser, Robert III (Johnstown, PA) 1/15
3-yr license supervision: Mr. Callis-Keiser fully disclosed his criminal history on his resident producer application. He was convicted of convicted of one (1) count each of Simple Possession and Possession of Drug Paraphernalia on July 8, 2014.

Camillo, Debra
 (York, PA) 8/14
3-yr license supervision – Camillo was convicted of Official Misconduct, a misdemeanor before becoming licensed.

Campbell, Nicholas A. (Philadelphia, PA) 7/12
3-yr license supervision – Campbell failed to disclose previous misdemeanor and felony convictions.

Cannariato, Barton R. (Lehighton, PA) 3/14
5-yr license supervision, $2,000 civil penalty, $7,848.98 restitution – Cannariato misappropriated premiums. Policyholders were made whole by Monumental Life Insurance Co.

Capell_Micheal_C. (Dublin, PA) 6/04

Capital Blue Cross (Harrisburg, PA) 3/04

Capital City Insurance Company (Columbus, SC) 1/09
$5,000 penalty and cease & desist order for the untimely submission of a workers' compensation accident and illness prevention report.

Capital City Insurance Company, Inc. (Columbia, SC) 5/04

Capital Health Plans, Inc. (Pittsburgh, PA) 4/05

Cappello, John (Newtown Square, PA) 1/14
5-yr license supervision – Mr. Cappello failed to notify the department of his arrest. Cappello shall report the disposition of the charges within 30 days.

Caputo Insurance Agency, Inc. (Beaver Falls, PA) 2/07

Caputo, Richard P. (Beaver Falls, PA) 2/07

Cara, Michael Joseph (Philadelphia, PA) 6/11
5-yr license supervision – Cara failed to exercise due diligence to determine the validity of AIM Health Plans, which is an unlicensed entity, and subsequently sold coverage to two Pennsylvania consumers.

Carmichael, Jr., Arthur C. (Los Altos, CA) 10/05 

Carr Laurie A (Sunbury, PA) 11/15

Carr, George A. (Lake Ariel, PA) 3/06 

Cartolano_John_M. (Scottsdale,AZ) 6/04

Cartwright, Brock A. (New Tripoli, PA) 6/12
License surrender – Cartwright failed to report that his producer license was revoked by the Virginia State Corporation Commission.

Carvell, Judith E. (Apollo, PA) 6/07

Cassidy, Patrick S. Sr. (Linden, PA) 9/12
5-yr license supervision and $2,000 penalty – Cassidy completed 23 public adjuster claims using an unapproved contract.

Catlett, Malcolm (Dover, DE) 3/10
License revocation and five-year future license supervision for falsely used the good credit scores of two consumer in place of bad credit scores, and failing to disclose to the department a fine was paid in Delaware for similar activity.

Cavanaugh, Jill (Camp Hill, PA) 7/13
5-yr license supervision, $1,000 civil penalty – Cavanaugh failed to notify the department of felony and misdemeanor charges, and also provided false information indicating there were no pending criminal actions while renewing her license.

Cawthon, Wally Herman (Jackson, GA) 5/07

Cearfoss, Daniel E. (New Castle, PA) 10/08
3-yr license supervision for a criminal conviction disclosed on his motor vehicle physical damage appraiser license.

Celaschi, Larry M. (Stockdale, PA) 9/08
5-yr license supervision for selling an insurance policy without proper appointment authority and using his personal money to make a premium payment for a policyholder

Cellucci_Lawrence_A. (Broomall, PA) 6/04

Cero, Paul J. (Danville, PA) 11/14
License Surrender; Restitution required – Cero was not registered with the PA Dept. of Banking and Securities to transact business in this state as a broker-dealer or investment advisor. Respondent requested partial surrenders from four policyholders in order for them to invest the surrender proceeds in an investment program, which Respondent later found to be fraudulent.

Cervony, Michael W. and Annuitylife Producer Consultants, LLC (Eden Prairie, MN) 10/12
5-yr license supervision for each and $10,000 penalty – Cervony and AnnuityLife submitted 11 fixed annuity applications with incorrect birth dates.

Chairmonte, Stephen (Bensalem, PA) 8/12
Indefinite license supervision – Chairmonte was granted a §1033 waiver for a previous felony conviction.

Chalas, Victor Hugo (Orlando, FL) 3/14
License revocation – Chalas failed to report licensing actions from other states within the required 30-day timeframe.

Chamberlin & Reinheimer Insurers, Inc. (Scranton, PA 9/06)

Chambers Insurance Agency, Inc. (Washington, PA) 8/06

Chambers, Claude (Jonesboro, GA) 4/11
License revocation – Chambers intentionally manipulated group census date to secure lower group premium rates for at least 13 policies, resulting in a $61,000 net loss of premium for the company.

Chandler Hall Health Services, Inc. (Newtown, PA) 4/06

Chappel, Jovani L. (Dayton, OH) 4/15
$15,000 penalty; revocation for a minimum of 10-yrs  - Chappel failed to report to the Department.

Chareunsack, Soutchay (Philadelphia, PA) 5/13
Indefinite license supervision – Chareunsack was granted an 18 U.S.C. Section 1033 waiver for a prior felony conviction.

Chastain, Derek Michael
(Secane, PA) 6/10
License revocation and five-year future license supervision for submitting 114 insurance policies containing false, inaccurate and misleading information. Subsequently, the premiums for those policies were never remitted to the insurance company.

Chelko, Andrew J. (Erie, PA) 10/07

Cherouri, Noureddine (Kennett Square, PA) 1/05 

Cherry, Bruce H. (Philadelphia, PA) 3/11
License revocation – On his 2010 license renewal application, Cherry failed to disclose tax liabilities and liens, two misdemeanor arrests and guilty pleas and an arrest for eight counts of forgery, eight counts of access device issues to another without authorized use, two counts of theft by deception and eight counts of theft by unlawful taking of movable property.

Chester, Linda (Philadelphia, PA) 6/08
Failed to satisfy fiduciary duties to company; failed to forward premium; failed to cancel coverage; Cease and desist, restitution to AIG,$3,500 penalty, five-year license supervision

Chiarello, Joseph (Hillside, NJ) 8/06 

Chonofsky, Neil D. (Voorhees, NJ) 9/07

Christian, Susan  and Susan Christian Agency, Inc. (Bensalem, PA) 3/12
License suspension – Christian failed to report an administrative action against her license and the license of the agency by the Bucks County Court of Common Pleas.

Christine, Robert Michael, Jr. (Bensalem, PA) 9/13

Christine, Robert M. (Bensalem, PA) 12/14
License revocation – Christine failed to notify the department of his criminal arrest. Five-year license supervision – Christine was arrested for three felony violations, which he failed to notify the department.

Church Mutual Insurance Company (Merrill, WI) 3/06 

Ciaccia, Thomas (Bangor, PA) 1/10
Indefinite supervision of license for prior felony conviction, §1033 waiver granted.

Ciannavei, Steven (Philadelphia, PA)2/15
3-yr license supervision: Ciannavei was convicted of a felony, which he disclosed on his license application.

Cigna Healthcare of Pennsylvania (Wayne, PA) 9/06 

Cincinnati Life Insurance Company 5/04

Ciner, Thomas A. (Jonestown, PA) 9/12
3-yr license supervision for failure to report disposition of criminal charges – Ciner violated his previous consent order for not reporting four previous criminal convictions.

Cipriano, Thomas M. (Philadelphia, PA) 6/08 
Felony conviction, §1033 waiver; Indefinite supervision of producer license

Civic Property & Casualty CompanyClagett, Sean Horan (Mars, PA) 3/11
5-yr license supervision and $15,000 penalty – Clagett, without authorization to do so, sold three annuities through an unlicensed entity.

Claimstar, Inc., /Marshall Perlman d/b/a (Bala Cynwyd, PA) 5/13
5-yr license supervision; $3,000 penalty – Perlman failed to remit full and complete settlement funds to an insured in a fair and timely manner

Claimasters Public Adjusters, Inc. (Philadelphia, PA) 3/07

Clarendon National Insurance Company(New York, NY) 4/08
Untimely submission of Workers' Compensation Accident & Illness Prevention Report; Cease and desist.

Clark, Alexander (Pittsburgh, PA) 9/05 

Clark, Jr., Gerard E. (Ridgewood, NJ) 6/06

Clark, Jr., Kevin D. (Clearfield, PA) 5/07

Clineff, Michael (West Grove, PA) 5/09
3-yr license supervision for failing to report a prior criminal conviction involving Possession with Intent to Deliver a Controlled Substance.

Cmil, Paul J. (Allentown, PA) 5/08
Felony conviction; §1033 waiver; Indefinite supervision of producer license

Cochran, Timothy O. (Dover, PA) 2/05

Coff, Howard S. (Fairton, NJ) 05/07

Cohen, Debbie (Englishtown, NJ) 2/05 

Cohen, Jay A. (Bryn Mawr, PA) 1/11
10-yr license revocation, $13,093 restitution and $10,000 penalty – Cohen violated financial planning practices by charging fees to clients for programs designed to be offered at no cost to clients.

Colbert, Larry A (Harrisburg, PA) 

Coleman, James S., Jr. (Laverock, PA) 12/13
3-yr license supervision – Coleman failed to disclose his pending misdemeanor charges on his application.

Colemont Insurance Brokers of Georgia, LLC (Atlanta, GA) 12/06

Coleson, Inc. (Philadelphia, PA) 8/06

Collazzo, Lisa (Morton, PA) 2/12
License surrender – Collazzo pled guilty in 2011 to one felony count of Theft by Unlawful Taking of Moveable Property.

Cologne Reinsurance Company of America (Stamford, CT) 1/09 
$5,000 penalty and cease & desist order for the untimely submission of a workers' compensation accident and illness prevention report.

Combined Insurance Company of America (Chicago, IL) 3/05

Commonwealth Professional Group, LTD (Mount Penn, PA) 2/05

Comprehensive Insurance Services, Inc. (Morrisville, PA) 1/04

Cone, Leroy H. (Hanover, PA) 12/08  
3-yr license supervision -1989 military conviction, which was not disclosed on license application. 

Congleton, Dane (Philadelphia, PA) 2/11
3-yr license supervision – Congleton failed to disclose a 1992 misdemeanor conviction on his 2000 and 2010 producer license application and renewal, respectively.

Conrad, Levinia D. (Hamburg, PA) 3/10
$5,000 penalty and 5-yr license supervision for impersonating a Pennsylvania policyholder, at the direction of another individual, to facilitate the transfer of funds into a tax deferred annuity.

Constitution Insurance Company (New York, NY)

Consumers Insurance Group, Inc. (Lancaster, PA) 1/13
5-yr license supervision, $15,000 penalty, must assist with restitution and provide proof to the department within 3 months and cooperate with related investigations – Consumers Ins Group overcharged premiums of Erie Insurance Company policyholders between 2009 and 2012 by improperly adjusting the terms and conditions of existing automobile policies.

Continental Casualty Company (Chicago,IL) 5/04

Continental General Insurance Company (Omaha, NE)

Continental Land Abstract Services Company, Inc. and Philip J. Boyle (Kingston, PA) 11/12

Cook, Janet S. (Phoenixville, PA) 1/09 
$1,000 penalty and 3-yr license supervision for creating and mailing an unapproved flyer which referenced a "guaranteed interest rate of 15.55% for one year", a statement which was inaccurate.

Cook, John David (Shippensburg, PA) 9/15
License revocation; 5-yr future license supervision - Cook submitted policies containing misrepresentations.


Copus, Matthew L
 (Kingston WA) 

Corbo, Tatiana (Forest City, PA) 2/13
3-yr license supervision – Corbo fully disclosed a 2012 misdemeanor conviction on her producer application.

Corto, Frank D. (York, PA) 12/15
$20,000 civil penalty; must enter into a Deferred Payment Agreement for outstanding taxes and provide proof of agreement to PID; 5-yr license supervision -  Corto failed to report on his producer license renewal forms that he had failed to pay state income tax.


Costello, Stanley
 (Lansford, PA) 10/06

Countryway Insurance Company (DeWitt, NY) 3/05

Courtemanche, Kenneth R. (Bellefonte, PA) 5/10
5-yr license supervision while pending completion of ARD for a felony charge.

Cowan, Lawrence P. (Garnet Valley, PA) 6/08
5-yr future license supervision - Failed to disclose two felony and two misdemeanor convictions on six occasions and on initial producer application, used Social Security Number of a deceased person; Revocation.

Cowan, Maurita K. (Garnett Valley, PA) 4/11 
5-yr license supervision – Cowan failed to exercise due diligence to determine the validity of AIM Health Plans, which is an unlicensed entity, and subsequently sold coverage to two Pennsylvania consumers.

Covey, Robert (Blossburg, PA) 9/15
License revocation; 5-yr future supervision - Covey failed to report his criminal charge.

Cox, Joseph A. (Beaver Falls, PA) 3/11
3-yr license supervision and $800 restitution – Cox, a producer, sold two consumers an AIM and CEO Club health plan, however he failed to conduct due diligence to determine if it was a bona fide health plan. One consumer, in turn, incurred unpaid medical expenses.

Coyle, Robert Ignatius III (Philadelphia, PA) 6/12
§1033 waiver granted; indefinite supervision of license for prior felony conviction

Coyne, Martin R. (Pittsburgh, PA) 7/11
License revocation – Coyne misappropriated premium intended for an annuity and altered the existing annuity contract.

Cragin, Robert P. (Colorado Springs, CO) 11/07

Cramer, Joshua Boots (Phoenix, AZ) 11/05

Crecelius, Wayne C. (Lewisberry, PA) 4/09
7-yr license supervision for failing to disclose charges on his initial producer license application, miscellaneous criminal charges relating to the failure to pay state tax or keep tax records.

Crecelius, Wayne C. (Lewisberry, PA) 7/11
License revocation, $5,000 penalty - Crecelius entered into a Settlement Agreement with the department to settle outstanding licensing issues.

Crecelius, Wayne (Lewisberry, PA) 10/14
25-yr license supervision; prohibited from handling cash; checks must be made payable to the insurer; must remain compliant with his business and personal income tax repayment agreement

Cressler, Michael S. (Phillipsburg, NJ) 6/05 

Crouse, Philip L. (Butler, PA) 1/09
$2,000 civil penalty and five-year license supervision for signing property and casualty forms on behalf of clients.

Crowley, Scott B. (Pittsburgh, PA) 3/12
Five-year license supervision – Crowley's producer license was suspended in January, but reinstated in February for failure to pay child support.

Crum, Gregory L. (South Petersburg, FL) 9/13
Three-year license supervision – Crum denied any prior administrative actions on his application.

Culmer, Charles P. (Darby, PA) 10/12
Five-year license supervision; proof of compliance with child support obligation – Culmer's producer license was previously suspended pursuant to court order for failing to comply with a support obligation.

Cumis Insurance Society (Madison, WI) 2/09
Cease and desist order for not performing due diligence on the oversight  of SCA Enterprises Burbank, d/b/a SCA Appraisal. SCA used unlicensed appraisers and/or fictitious people for performing motor vehicle physical damage appraisals on Cumis' behalf.

CUNA Mutual Insurance Society (Madison, WI) 7/07

Cunningham, Kevin J. (Palos Park, IL) 7/06

Cunningham, Patrick J. (Homewood, IL) 2/05

Cushman, Thomas D. (Troy, NY) 10/06

Cushman, Thomas (Troy, NY) 9/13
License revocation; cooperation with related investigations – Cushman brokered life insurance policies issued by Sagicor Life Insurance Company for members of two Pennsylvania unions, wherein the premiums were paid by unknown investors and were sold with misrepresentations as to the true beneficiaries and the ownership of the policies.

Czemerych, Patrick M. (Erie, PA) 6/10
Five-year license supervision and $2,000 penalty for failing to report a 2009 misdemeanor arrest and 2010 conviction.

Czmus, Akim F. (Philadelphia, PA) 8/09
License revocation and $10,000 fine – Czmus failed to notify the department on actions taken against him by other regulators, denied the existence of these actions and failed to answer the Administrative Hearings Office.