PA Auto Ins. Outlet Corp (Philadelphia, PA) 2/27/2015
$2,000 penalty; 3-yr license supervision: PA Auto used incorrect addresses on policies.
Jr., Charles W. (Erie, PA) 11/05
Julio C. (Lebanon, PA) 1/06
John P. (Brookville, PA) 5/09
license supervision for failing to report a 2003 misdemeanor conviction on his
2009 license application.
Aida E. (Philadelphia, PA) 1/08
insurance violations; license revocation.
Paige, Clarissa Lynne (Watsontown, PA) 8/15
from handling cash, and checks must be made payable to the insurer,
3-yr license supervision - Paige pled guilty to a misdemeanor.
Michael S. (Shavertown, PA) 3/11
license supervision and $1,000 penalty – Pajka failed to submit the required
replacement forms for a universal life policy with an annuity.
Lorraine (Broomall, PA) 6/05
. (Philadelphia, PA) 3/09
supervision of license for prior felony conviction, §1033 waiver
Richard J. (Pittsburgh, PA) 8/08
penalty and 3-yr license supervision for unlicensed activity,
misrepresentation using unapproved forms and replacement violations; and
license surrender in the state of Montana .
Timothy A. (Levittown, PA) 7/09
license supervision for failing to disclose two misdemeanor convictions on his
insurance producer application.
Panza, Anthony John (Pittsburgh, PA) 6/15
$1,000 penalty; 5-yr license supervision - Panza failed to report disposition of charges to the Insurance Department.
Michele N. (Glenolden, PA) 9/08
license supervision for failing to provide a copy of an appraisal to a repair
Insurance Company (New York, NY) 3/08
submission of workers compensation accident & illness prevention report;
cease and desist .
Chaz Richard (Beaver, PA) 10/13
license supervision – Pardue failed to report a 2012 arrest and subsequent
Kwang E (Philadelphia, PA) 5/04
Drake O. (Meadville, PA) 4/07
Parker, Konah (Philadelphia, PA) 5/15
7-yr license supervision - Parker was convicted of a felony, which he reported on his insurance license application.
Nancy L. (Muncy, PA) 6/06
Daimon C. (Bryn Mawr, PA) 3/06
Kenneth (Tyrone, PA) 6/12
license supervision – Pastorik had convictions in 2009 for two drug-related
felonies and one misdemeanor, which were disclosed on his license
Yogesh (North Wales, PA) 6/05
Patrick E., II (Pittsburgh, PA) 12/10
license supervision and requirement that Patsko comply witha Department of
Revenue Deferred Payment Plan – Patsko failed to pay personal income tax from
2000 to 2009, yet indicated on license renewals that he was tax
James S. (Malvern, PA) 11/05
Matthew J. (Ridley Park, PA) 4/11
license supervision – Patterson was convicted of a felony in 2006, which was
fully disclosed on his producer license application.
Gary J., Sr. (Brackenridge, PA) 12/08
license supervision for a $40,000 annuity policy that was canceled for
nonpayment of premium; Patz was listed as the agent of record.
Pauley, Issac (Duncannon, PA) 7/15
3-yr license supervision - Pauley was convicted of misdemeanor offenses, which he disclosed on his insurance application.
Gary J. (Beverly, MA) 2/05
Linda (Cochranton, PA) 10/09
revocation and 5-yr future license supervision for felony conviction and
failing to notify the department.
William C., Jr. (Imperial, PA) 12/08
supervision of motor vehicle physical damage appraiser license for failing to
report a prior conviction.
David P. (Berwyn, PA) 10/04
David (Bel Air, MD) 9/07
Charles J. (Citrus Heights, CA) 11/07
Jeffrey T. (Glenwood, MD) 12/10
license supervision and $4,000 penalty – Pence, a licensed public adjuster,
falsely represented himself as a licensed attorney when negotiating a claim
with an insurance company.
Charter Mutual Insurance Company (Lititz, PA) 1/06
Insurance Company (Bala Cynwyd, PA)
National Mutual Casualty Insurance Company (Harrisburg, PA) 3/06
Jeffery D. (Oakdale, PA) 7/07
Heather D. (Dallastown, PA) 2/09
desist order, license surrender and 5-yr future license supervision for
failing to report two felony arrests from 2008.
Perez, Guillermo Alberto (Philadelphia, PA) 9/15
penalty; 10-yr license supervision - Perrez issued fraudulent
certificates of insurance and accepted cash payments, which he failed to
remit to insurers.
Allen J (Lancaster, PA) 8/04
Samuel (Lancaster, PA) 7/13
revocation– Perry failed to account for $3,698.00 in premium funds.
Surplus Lines, Inc. (Clifton Heights, PA) 12/05
Michael B. (Valencia, CA) 10/04
Sandra (Coraopolis, PA) 8/07
Richard P. (Erie, PA) 5/11
license supervision – Petruso failed to exercise due diligence to determine the
validity of AIM Health Plans, which is an unlicensed entity, and subsequently
sold coverage to a Pennsylvania consumer.
Pfeiffer, Barbara (Carnegie, PA) 4/15
7-yr supervision - Pfeiffer was convicted of a misdemeanor, which she disclosed on her license application.
David (Brooklyn, NY) 3/09
penalty and 5-yr license supervision for failing to notify the department
of a 2008 New York administrative action.
Mutual Insurance Company (Algona, IA) 12/05
Insurance Company (Bala Cynwyd, PA) 1/09
penalty and cease & desist order for the untimely submission of a workers'
compensation accident and illness prevention.
Richard Jr. (Collegeville, PA) 3/13
recovation, $199,719.98 restitution and cooperation with related investigations
– Piccinini solicited and sold insurance annuities, and/or replacements to
prior annuities, without giving proper disclosure to policyholders.
Kevin & Pickell, Robert (Blue Bell, PA; Collegeville, PA) 5/10
Thomas A. (Irwin, PA) 11/06
Robert E. (Palmyra, PA) 9/07
Michael Emmanuel (Bridgeville, PA) 9/06
Pineda, Omar (Havertown, PA) 6/15
revocation; 5-yr future license supervision - Pineda pled guilty to
1 felony and was sentenced to 8 months in prison.
Pitman, Chrystie (White Haven, PA) 9/15
revocation; 5-yr future supervision - Pitman did not report her
criminal history on her insurance license application.
Troy D. (Roscoe, PA) 11/05
Michael Dennis (West Chester, PA) 10/08
future supervision of producer license for two misdemeanors from 2003 disclosed
on his initial insurance producer license.
Polek, Kenneth (Harrisburg, PA) 6/15
License revocation; 5-yr future license supervision - Polek failed to report criminal conduct to the Insurance Department.
Brandon M. (Belle Vernon, PA) 12/12
license supervision – Polomoscanik failed to disclose a pending misdemeanor
charge on his 2012 license application.
David (Englewood, FL) 7/13
license supervision, $1,000 civil penalty – Pomerantz sent blank life insurance
applications to residents of NJ, advising them to sign, yet indicated on the
applications that they were signed in PA.
Anthony (Verona, PA) 11/07
Dwayne E (East Berlin, PA) 8/04
Seth M. (Harrisburg, PA) 1/13
revocation – Pope pled guilty to theft charges in 2011 and failed to report the
arrest or conviction to the department.
David Lewis (Altoona, PA) 5/13
granted for a prior felony conviction.
III,. Herlen C. (Lansdowne, PA) 10/07
Jeffrey R. (Pittsburgh, PA) 2/13
license supervision, $2,000 penalty and $1,214.97 restitution – Portis failed
to renew his license, resulting in a client's car being impounded.
Jacob F. (West Chester, PA) 11/08
license surrender for failing to report a 2008 felony and
misdemeanor guilty plea.
Christopher Davis (Pittsburgh, PA) 6/10
Larry O. (Philadelphia, PA) 10/07
Transportation Insurance, Inc., and Webb, Katherine M. (Erie, PA) 12/09
revocation and five-year future license supervision for failing to remit
$167,305 in collected premiums from policyholders.
Gregory F. (Belle Vernon, PA) 5/07
Christopher P. Sr. (Pittsburgh, PA) 7/11
waiver granted; indefinite supervision of license for prior felony conviction.
Casualty Associates (King of Prussia, PA) 5/13
civil penalty; $25,000 reimbursement to the department for administrative and
legal expenses; $9,255.00 for outstanding appointment fees – From 2003 to the
present, Professional Casualty Associates executed contracts by appointing
various insurance producers, but did not notify the departments of the
Liability Insurance Company of America (New York, NY) 3/04
Lines Underwriting Specialists, Inc. (Austin, TX) 11/08
penalty and 5-yr license supervision for procuring four surplus lines
policies for Pennsylvania policyholders without a surplus lines license.
Casualty Insurance Company (Mayfield Village, OH) 9/09
penalty for continuing to violate several sections of law addressed in a
January 2008 market conduct examination. Not complying.
and Casualty Insurance Company of Hartford (Hartford, CT) 2/09
desist order for untimely submitting the workers' compensation Accident &
Illness Prevention Report.
Property and Casualty Insurance Company (Frisco, TX) 4/08
submission of Workers' Compensation Accident & Illness Prevention Report;
Cease and desist.
Service Mutual Insurance Company (New York, NY) 3/08
submission of workers compensation accident & illness prevention report;
cease and desist .
Eugene G. Jr. (Muse, PA) 7/12
supervision – Puchi's producer license was previously suspended twice for
failure to pay child support.
Newton A. Jr. (Philadelphia, PA) 5/14
waiver granted; indefinite supervision of license for prior felony
Ronald V. (Carnegie, PA) 10/14
license supervision; $10,000 penalty; shall assist the Pennsylvania Insurance
Department in conducting investigations – Pullman submitted an application on
behalf of the applicant that indicated that it was executed in Virginia by the
insured individual, as well as Respondent himself, when in fact, neither he nor
the insured were in Virginia when the application was executed.
Stephen Joseph (Santa Clarita, CA) 4/05
Shane W. (Phoenixville, PA) 10/12
license supervision and $1,000 penalty – Puzan submitted two employer reports
for unemployment compensation that contained false information.
Lori J. (Reading, PA) 2/06
James M. (Philadelphia, PA) 10/07
Charles F. IV (Bensalem, PA) 11/12
license supervision and $1,000 penalty – Quinn twice endorsed the name of a
policyholder and mortgage company in 2011. Quinn's employer made restitution to
QBE Insurance Corporation (New York, NY) 7/10/2015
$10,000 penalty - QBE used unfair discrimination in underwriting guidelines for their motorcycle program.
Quinn, Charles F., IV (Philadelphia, PA) 11/12
John P. (Millersville, PA) 8/06
Raber, Howard R. (York Haven, PA)1/15
§1033 waiver granted; indefinite supervision of license for prior felony conviction.
Todd T. (West Chester, PA) 9/11
license supervision – Rader failed to report a 2008 felony drug charge to the
Michael D. (Arnold, PA) 8/09
license supervision for Class C felonies from 2001, which were disclosed on his
insurance producer application.
Scott C. (West Chester, PA) 3/05
Surety, Inc. (Willow Grove/Trevose, PA) 12/06
Glenn (Ambler, PA) 7/05
Glenn (Philadelphia, PA) 3/10
supervision of title agent license and withdrawn insurance producer license
application for commingling title insurance premiums and failing to fulfill
fiduciary capacity in handling those funds.
Willaisha S. (Philadelphia, PA) 11/15
license supervision - Rankins was convicted of misdemeanors, which she reported
on her insurance license application.
Gary W. (Thomasville, PA) 6/05
Scott D. (York, PA) 1/05
Nelson L. Jr. (York, PA) 8/09
license supervision and $1,000 penalty for placing a signature on an insurance
application without the permission of the policyholder.
Robert M. (Pen Argyle, PA) 3/04
(New York, NY) 10/04
Michael B. (West Trenton, NJ) 9/10
license supervision and $5,000 penalty – Reap, a non-resident producer, owned
and operated an unlicensed, unregistered entity and signed seven annuity
applications for his non-appointed partner.
Reardon, John (Blue Bell, PA) 9/03
Reed, Jaclyn Marie (Clearfield, PA) 10/03
Judy L. (Pittsburgh, PA) 8/08
§1033 waiver granted for a prior
William J. Jr. (Houston, TX) 3/07
Mark (Norristown, PA) 6/13
§1033 waiver granted for a prior
Insurance Company (Wayne, PA) 10/05
Todd D. (Lehighton, PA) 9/10
license supervision – Rehrig failed to disclose three criminal convictions when
applying for an insurance producer license.
Richard E. and USA Insurance Brokers, LLC (Cheswick, PA) 6/14
license supervision; $5,000 penalty – Reid allowed an unlicensed employee to
conduct insurance transactions on three separate occasions and failed to remit
all premium monies resulting in a policyholder receiving cancellation
Kyle P. (Alburtis, PA) 2/08
5-year license supervision - Replacement
error without policyholder authorization.
Craig H. (Allentown, PA) 5/08
5-yr future license supervision - misappropriated
$15,000 premium payment and did not procure insurance, Company made insured
Daniel J. (Landenberg, PA) 12/05
Rebecca (Elliotsburg, PA) 8/12
license supervision – Reisinger failed to pay personal income tax from 2005 to
2011, which she misrepresented on her license renewals.
Land Services, Inc. and Kimberly A. Mackley (Pittsburgh, PA) 8/11
Donald (Wyncote, PA) 10/09
revocation and 5-yr future license supervision for failing to notify the
department within 30 days of to two felony convictions in 2009.
(Meriden, CT) 10/04
Income Counseling (Pittsburgh, PA) 4/07
Mary (Drexel, PA) 9/04
Carlos A. (Philadelphia, PA) 8/13
supervision extension – Rexach's license supervision from a 9/25/2012 Consent
Order has been extended to 9/25/2018.
Carlos A. (Philadelphia, PA) 9/12
license supervision – Rexach was arrested on criminal charges in 2012 that were
not reported to the department.
Mysty (Palmerton, PA) 4/13
license supervision – Reyna fully disclosed administrative actions from May and
June 2012 with the Commonwealth of Virginia.
William D. (Reading, PA) 3/04
B Ryon Insurance (Reading, PA) 10/04
Norris (Delta, PA) 11/14
License Surrender – Ricketts failed to report a Maryland administrative action
to the Pennsylvania Insurance Department within 30 days.
Kelly Ann (Linwood, PA) 5/10
License revocation and 5-yr future license supervision for submitting
non-genuine insurance applications and using fictitious applicants, social
security numbers, signatures, addresses and/or payroll accounts.
Aaron (Oakland, MD) 10/09
License revocation and 5-yr future license supervision for April 2009
felony conviction and failing to report the conviction within 30 days to the
R. Keith (Trevose, PA) 11/05
Johnieka R. (Trenton, NJ) 5/12
5-yr license supervision – Riggins fully disclosed a 2012 misdemeanor
conviction on her 2012 producer license application.
Colleen R. (Richboro, PA) 3/10
5-yr license supervision for placing individuals from various backgrounds,
in order to obtain group health insurance coverage, into a non-existent
association, and requested the company to backdate coverage.
Management Solutions of America (Chicago, IL) 12/10
5-yr license supervision and $2,000 penalty – The company failed to
provide a copy of its 2009 surplus lines filing due to the Department of
Revenue on 1/31/10.
Christopher G. and Alliance Settlement Services Co (Chester Springs, PA)
Kyle A. (Phillipsburg, NJ) 10/13
5-yr license supervision – Rivera failed to fully and accurately disclose
his criminal history on his initial producer's application.
Angel A. and Angel Abstract Services, LLC (Philadelphia, PA and Huntingdon
Valley, PA) 3/12
Group, Inc. (Dickson City, PA) 12/12
License revocation – RMI Group, without admitting the allegations, agreed to
settle allegations of misappropriation of premium and failure to operate the
agency under the management of a designated licensee.
Matthew C (Macungie, PA) 10/04
J. Stillwell Agency, Inc. (Spring House, PA) 3/11
$2,732.25 restitution – Agency allowed employees to solicit the AIM and CEO
Club health plan, without conducting due diligence to determine if it was a
bona fide health plan. One consumer, in turn, incurred unpaid medical
Craig C. (Saylorsburg, PA) 11/10
5-yr license supervision and $5,000 civil penalty – Roberts, who is a
licensed title agent, shared commissions with an unlicensed individual.
Andrew (Mineral Point, PA) 10/14
License Revocation – Robinson failed to report charges and convictions to the
department; he has pending felony charges.
Damien Lee (Johnstown, PA) 10/05
Destany (Duquesne, PA) 4/14
License revocation – Robinson failed to report criminal proceedings.
Summer Marie (Mineral Point, PA) 7/14
Adrian Rand (Rigby, ID) 10/14
License Surrender – Robison pled guilty to a felony in the U.S. District Court
Adrian Russell (Idaho Falls, ID) 10/14
License Surrender – Robison pled guilty
to a felony in the U.S. District Court of Idaho.
Theresa A. (Espyville, PA) 11/06
John A. (Florham Park, NJ) 9/09
$5,000 penalty and 5-yr license supervision for failing to timely remit
full premium payments.
John Angelo (Florham Park, NJ) 7/06
Rodriguez, Julio Angel Sr. (Philadelphia, PA) 1/15
license supervision - Rodriguez failed to disclose his criminal history
on his resident producer application. On September 9, 2013, he was
convicted of one (1) count of misdemeanor Terroristic Threats.
Geoffrey C. (West Grove, PA) 9/10
5-yr period of license supervision – Roehers failed to notify the
department on multiple license applications that he owed personal income taxes
to the commonwealth. He entered into the Tax Amnesty Program.
Cari M. (Wattsburg, PA) 3/13
License revocation – Rogers was terminated for misappropriating premium while
working for an insurance agency. Rogers made restitution and cooperated with
the department's investigation.
Odessa Way (Orlando, FL) 10/08
3-yr license supervision for not disclosing prior application denials on
her 2008 insurance producer license application.
Woodolph (Elmont, NY) 7/10
15-year license revocation and $22,000 fine – Romeo failed to disclose a 2005
felony conviction and prison term on his insurance producer application.
Constance E. (Frazer, PA) 1/04
Jesse E. (Mechanicsburg, PA) 3/07
Nancy (Freehold, NJ) 6/07
Edward J. Jr. (Bristol, PA) 12/11
3-yr license supervision – Rosenburg failed to report on his license
renewal an arrest and guilty plea for two felonies in 2011.
Debbie Ann (Norristown, PA) 3/10
§1033 waiver granted; indefinite supervision of license for prior felony
David L. (Richboro, PA) 10/14
License Revocation – Rothman did not report felony criminal charges or
administration action to the Pennsylvania Insurance Department.
Marjorie Dee (Pittsburgh, PA) 10/10
10-yr license revocation, restitution and ten-year future license
supervision – Rothrauff failed to insure that the insurance agency did not misappropriate
premiums or fail to remit premiums.
Philip J. (South Milwaukee, WI) 12/05
Matthew C. (Weirton, WV) 8/09
License revocation for placing a non-genuine signature for the release of
Steven H. (Orange, OH) 9/07
John R. (White Oak, PA) 7/13
5-yr supervision – Rudd failed to fully disclose his criminal history on the
Raul (Allentown, PA) 11/07