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ARCHIVED ENFORCEMENT ACTIONS S - V

S.

Saba, Rami Ikbal   (Lowell, MI) 3/08
Felony arrest in Michigan for felony mail fraud, financial institution fraud and aggravated identity theft; non-resident license revocation.

Sabo, William Randal (Gibsonia, PA) 7/05 

Sacco, Jerome Joseph Sr. (Bensalem, PA) 12/14
License Surrender 

Sachs, Robert Louis (Bensalem, PA) 11/09
§1033 waiver granted for felony conviction.

Sacks, Barton (Norristown, PA) 5/09
5-yr license supervision for employing an unlicensed insurance producer.

Safeco Insurance Company of America (Seattle, WA) 11/05 

Safeco Insurance Company of America (Seattle, WA) 9/08
$40,000 penalty 

Safeco Insurance Company of Indiana (Seattle, WA) 7/10
$50,000 penalty – Company failed to properly issue 4,809 automobile insurance cancellation notices since 2008.

Sager,_T (Nazareth, PA) 12/03
5-yr license supervision

Sager, Ted J. (Nazareth, PA) 9/15
License revocation, 5-yr future license supervision - Sager wrongly informed insureds that their current life insurance company was no longer in business.  He submitted applications for replacement policies without indicating on the applications that they were replacements for existing policies.

Sager, Theodore "Ted" J. (Nazareth, PA) 11/10
5-yr license supervision and $5,000 penalty – Sager completed a life insurance application for an individual with whom he never met. 

Saidu-Kamara, Sulaiman (Bala Cynwyd, PA) 6/11
3-yr license supervision and restitution to the PA Department of Labor – Saidu-Kamara is in violation of the repayment terms from a 2008 unemployment compensation lien.

Saltzman, George L. IV  (Wernersville, PA) 2/05 

Sanders, Michael C. (Trenton, NJ) 3/13
5-yr license supervision, Deferred Payment Plan compliance – Sanders failed to report regulatory actions from the states of NJ, NY and VA. Sanders also failed to pay $4,505.00 in Ohio state taxes.

Sands, Louis A. (Palatine, IL) 5/07

Santore, Mark D. (Uniontown, PA) 5/15
Revocation; 5-yr future license supervision - Santore mismanaged and misappropriated policyholder's funds and made false statements.
 

Santoro, Michael (Philadelphia, PA) 5/12
License surrender – Santoro submitted over 60 false insurance applications.

Santucci, Rocco L. (Pittsburgh, PA) 5/05

Sariego, Paul D. (Philadelphia, PA) 5/10
§1033 waiver granted; indefinite supervision of license for prior felony conviction.  

Saunders, Malik L. (Lansdowne, PA) 11/11
5-yr license supervision – Saunders fully disclosed a 2010 felony and misdemeanor conviction on his license application. 

Saxer, Jason J. (Royersford, PA) 4/09
3-yr license supervision for failing to disclose various criminal convictions while applying for his resident producer license. 

SCA Enterprises, Inc.  (Burbank, CA) 12/08
5-yr license supervision for appraisal violations including:  using fictitious names and license numbers, failing to provide required disclosures and using unlicensed appraisers.

Schaeffer, Ella M. (Pittsburgh, PA) 7/06 

Schall, Kevin Paul (Murrysville, PA) 4/09
5-yr license supervision for criminal convictions.

Scheeser, Kenneth F. (Pittsburgh, PA) 6/05 

Schemeck, Christopher (Enola, PA) 10/14
5-yr license supervision, $1,000 penalty – Schemeck failed to notify the department within 30 days of being charged with misdemeanor Insurance Fraud by the Office of Attorney General. 

Schierberl, Robert (Clarion, PA) 7/13
License revocation – Schierberl failed to report a felony conviction to the department.

Schmidt, Lucan S. (State College, PA) 4/10
3-yr license supervision: Three misdemeanor convictions that occurred in 2008. The convictions were fully disclosed on the producer license application.

Schmidt, Michael (Winter Park, FL) 10/07

School Boards Ins. Co. of PA (Mechanicsburg, PA)3/15
$10,000 penalty: Respondent's claims managers failed to properly report to Respondent certain supersedeas fund recoveries for inclusion in unit statistical reporting to the Pennsylvania Compensation Rating Bureau (PCRB).

Schotter, Jessica R. (Mt. Pocono, PA) 9/08
License revocation for failing to report several felony and misdemeanor arrests in 2008 and is currently incarcerated.

Schricker, Richard  (Monroeville, PA) 5/06 

Schriedel, Phillip Michael (Velencia, PA) 10/12
License surrender –Schriedel failed to report his arrest or conviction of Indecent Assault and his requirement to be on the PA Sexual Offender list. 

Schroding, Sandra Louise (Greencastle, PA) 7/11
5-yr license supervision – Schroding failed to report a 2006 misdemeanor fraud conviction on her 2006 and 2009 producer license applications.

Schultz, Jennifer (Masury, OH) 4/12
License revocation – Schultz pled guilty to a 2012 misdemeanor. Schultz is no longer in the business of insurance. 

Schwalm, Joseph (Elizabethtown, PA) 7/09
$1,000 penalty and 6-month license suspension of insurance producer license effective September 1, 2009 for securities violations of viaticals and other securities products.

Schwartz, Jr., Thomas J.  (Philadelphia, PA) 10/06

Schwartz, Thomas J. (Philadelphia, PA) 4/09

Schwartz, Thomas J.   (Philadelphia, PA) 3/05 

Schwenk, Francis V. (Lancaster, PA) 1/13
5-yr license supervision, $5,000 penalty, must assist with restitution and provide proof to the department within three months and cooperate with related investigations – Schwenk overcharged premiums of Erie Insurance Company policyholders between 2009 and 2012 by improperly adjusting the terms and conditions of existing automobile policies. 

Schwenk, Laura M. (Elizabethtown, PA) 1/13
5-yr license supervision, $5,000 penalty, must assist with restitution and cooperate with related investigations – Schwenk overcharged premiums of Erie Insurance Company policyholders between 2009 and 2012 by improperly adjusting the terms and conditions of existing automobile policies.

Sciamanna, Joseph A  (Sinking Spring, PA) 7/04 

Scor Reinsurance Company (New York, NY) 1/09
$5,000 penalty and cease & desist order for the untimely submission of a workers' compensation accident and illness prevention report. 

Scott, Edgar L.  Jr., (Chambersburg, PA) 2/11
License revocation $10,132.88 restitution to the Pa Department of Revenue and 5-yr future license supervision – Scott failed to pay personal income tax from 2005 to 2008 though indicated he was tax compliant on his 2006, 2008 and 2010 license renewal forms.

Scott, Kenneth R. (Jamison, PA) 2/05

Scott, Kenneth R. (Jamison, PA) 2/05 

Scott, Sean David (Berwyn, PA) 1/13
5-yr license supervision and must report disposition of pending charges within 30 days – Scott failed to report misdemeanor charges to the department.

SCS Agency, Inc. (Great Neck, NY) 9/07 

Seabury & Smith, Inc. (New York, NY) 10/07

Seagren, David (Franklin, PA) 6/15
License revocation; 5-yr future license supervision - Seagren failed to report his criminal charges to the Insurance Department.

Sebina, Wycliffe S. (Audubon, NJ) 6/12

And Trans Atlantic Brokerage, Inc. (Camden, NJ) License revocations and $8,000 civil penalty each – Sebina and Trans Atlantic failed to report their license revocations by the New Jersey Department of Banking and Insurance.

Secor, John Eric (Towanda, PA) 12/12

5-yr license supervision – Secor failed to notify the department of a 2011 arrest and conviction.

Secorie, Lynda S. (Ligonier, PA) 1/06 

Security Life of Denver Insurance Company (Denver, CO) 9/08
$20,000 penalty for honoring a request to have three insurance policy statements be sent to an unlicensed individual and subsequently allowing the individual to receive commissions, falsify documents and misappropriate cash values totaling $217,471.

Sedor, Michael (Harrisburg, PA) 2/04

Seidman, Mark Geoffrey and Northeast Insurance Outlet, LLC (Philadelphia, PA) 1/09 

Selective Insurance Company of America (Branchville, NJ) 1/09
$1,000 penalty and cease and desist order for mailing cancellation notices with a 10-day window of appeal instead of the actual 30-day required window.

Selective Insurance Company of South Carolina (Branchville, NJ) 11/05 

Selective Way Insurance Company (Branchville, NJ) 11/05

Semptimphelter, Albert N. (Florence, NJ) 6/08
Failed to report three misdemeanor convictions; 5-yr license supervision.

Senior Benefits Group, Inc. (East Petersburg, PA) 8/04 

Sentinel Insurance Company (Hartford, CT) 2/09
Cease and desist order for untimely submitting the workers' compensation Accident & Illness Prevention Report.

Sepesy, Kathlynn E. (Braddock Hills, PA) 3/04 

Serfass, Thomas B. (Center Valley, PA) 8/08
Without admitting to the allegations, license revocation for collecting $390,000 from four policyholders and failing to forward those funds to an insurance company, failing to report a 2007 arrest for insurance fraud, theft and solicitation for nonexistent insurance entity; and trading as an unlicensed entity.

Shade, Richard A. (Erie, PA) 11/07

Shade, Richard A. (Erie, PA) 3/04

Shahinian Insurance Services  (Tustin, CA) 4/06

Shahinian, Lizabeth An (Tustin, CA) 4/06

Shannon, Christa Elaine (Lancaster, PA) 3/05

Shapiro, Scott (Davie, FL) 4/15
$2,500 penalty; revocation for a minimum of 5-yrs - Shapiro failed to report revocation of his Virginia and Kentucky insurance producer licenses to the Department.

Sharwarko, Lynn (York, PA) 6/11
License revocation – Sharwarko pled guilty to a misdemeanor charge in 2010 and failed to report the charge, as required, to the department. 

Shaubach, Craig A. (Lancaster, PA) 9/14
10-yr license supervision; $1,000 penalty– Shaubach was sentenced for felony offenses and failed to list his criminal history on his application.  

Shaw, Matthew S. (Doylestown, PA) 1/13
Vacated 1033 Consent Order CW06-01-028 – Shaw provided information that his previous felony conviction was annulled. 

Sheppard, Jason Charles and Tru Close Financial Services, LLC (Oakdale, PA) 6/10
License revocation, restitution and cooperation with the department on future investigations for failing to remit escrow funds in excess of $1 million and performing the business of insurance without a proper appointment with an insurance company.

Shepulski, June (Allentown, PA) 12/06 

Sherdel, Eric Thomas (York, PA) 5/09
10-yr license supervision for being found guilty of Intent to Manufacture or Deliver a controlled Substance.

Sherwood Wilson S. Jr (Erie, PA) 5/04

Shevlin, Paul J.  (Newtown Square, PA) 12/05 

Shiffer, Gordon P. (Scranton, PA) 1/09
License revocation and restitution for misappropriating more than $21,750 in premium from 18 policyholders. 

Shirman, Martin E. and Martin Shirman Agency, LLC (Philadelphia, PA) 12/12
License revocation – Shirman submitted applications containing false credit scoring information and placed policyholders in better rating tiers, causing financial harm to the insurance company. Shirman also pled guilty to felony bank fraud in November 2012. 

Shor, Karen H. (Erie, PA) 1/10
5-yr license supervision and mandatory completion of the ARD program for violating the Provider Prohibited Acts of the Pennsylvania Welfare Code.

Shumbris, William G. (Shavertown, PA) 6/06 

Shurley, Eric W. (Harleysville, PA) 12/09
5-yr license supervision for placing non-genuine signatures on insurance documentation and/pr applications.

Shurr_Christine_A  (New Cumberland, PA) 6/04

Shuttlesworth, Lauren E. (Hershey, PA) 3/04 

Siar, Benjamin (Thomasville, PA) 7/13
License surrender – Siar failed to report an arrest to the department.

Sicignano, Karen N. (Ephrata, PA) 11/05

Sidney_A_Sass_and_Associates_Inc.  (Manapal, NJ)

6/04

Siegel, Evan A.  (Reading, PA) 3/06 

Siewert, Derek A. and ARX Ins. Advisors, LLC (Jacksonville, FL) 4/14
TOLI wherein the beneficiaries lacked insurable interest and premiums were paid by third party entities. 

Sigafoos, Scott David, Jr. (Bethlehem, PA) 3/14
5-yr supervision, compliance with court ordered restitution of $3,744.27 which must be paid on or before completing probation – Sigafoos, Jr. failed to disclose his criminal history/arrest on his initial application in April 2011. 

Silva, David F. (Fenelton, PA) 3/10
§1033 waiver granted; indefinite supervision of license for prior felony conviction.  

Silverline Adjustment, Inc. (Philadelphia, PA) 3/08
See Sterling, Donte 

Silverstein, Harvey (Fort Lauderdale, FL) 4/11
5-yr license supervision and $7,476.65 restitution payment – Silverstein failed to exercise due diligence to determine the validity of AIM Health Plans, which is an unlicensed entity, and subsequently sold coverage to Pennsylvania consumers. Two consumers incurred out-of-pocket medical expenses that were not paid by the entity. 

Simpson, Jennifer Nicole (Hanover, PA) 8/13
License revocation – Simpson failed to disclose her 2007 criminal arrest and her 2010 company termination for fraud and misconduct on her application. 

Sims, Damien Rasheen (Sharon Hill, PA) 11/12
5-yr license supervision – Sims' license was previously suspended for failure to pay child support. 

Sim, James Henry (Greenville, SC) 9/10
Voluntary license surrender and 5-yr future license supervision – Sim failed to notify the department of a licensing action taken against him in 2008 from the California Insurance Department. 

Sines, Patricia (Markleysburg, PA) 3/08
Failure to remit $79 cash premium payment to Nationwide; surrender of license. 

Slaugh, Timothy W. (Lancaster, PA) 8/10
License surrender and 5-yr future license supervision – Slaugh directly or indirectly sold association plans that did not have the proper Certificate of Authority to PA and DE consumers In addition, he directly received compensation from an unlicensed administrator for policies sold by sub-producers to PA consumers.

Sleeper-Sparrow, Angela J. (Dillsburg, PA) 3/09
Surrender of license and 5-yr future license supervision for failing to notify the department of a 2008 arrest and for two felonies and a misdemeanor. 

Slesser, Justin E. (Etters, PA) 1/12
License revocation – Slesser was arrested and convicted for forgery and attempting to illegally obtain prescription drugs.

Sloan, Bret P. (Grove City, PA) 10/07

Sloan, Starnita Camille(Pittsburgh, PA)1/15
Shall report disposition of charges; 5-yr supervision - Sloan failed to report her felony and misdemeanor charges within 30 days.

Sloan, Starnita Camille (Pittsburgh, PA) 5/15
Revocation; 10-yr future license supervision - Sloan was sentenced to 3 to 6 years at the State Correctional Institute and 5 years' Probation/Parole for felony convictions.

Slovene National Benefit Society (Imperial, PA) 11/06 

Slupe, James E. (Lancaster, PA) 3/14
5-yr supervision compliance with the Deferred Payment Plan DDP agreement entered into with the Pennsylvania Department of Revenue, $3,000 civil penalty– Slupe misrepresented that he was tax compliant on his 2007, 2009 and 2011 Pennsylvania Resident Producer License renewal applications.

Smail Insurance, Inc.  (Brookville, PA)  5/06 

Smalls, Reginald L. (Philadelphia, PA) 12/11
5-yr license supervision – Smalls provided an insurance quote for a company he did not have an appointment with, and he failed to return a premium deposit collected from a Pennsylvania consumer, though he later provided restitution.

Smallwood, Brenda R.  (Harleysville, PA) 2/06 

Smallwood, Donald E., Jr. (Gibsonia, PA) 9/08
License revocation and 5-yr future license supervision for misappropriating $53,000 of a policyholder's annuity payment and creating a fictitious annuity from another policyholder's form. 

Smaron, Kennth M., Smaron Insurance Agency, Inc. (Philadelphia, PA) 4/09
License revocation, $55,488 restitution and 5-yr future license supervision for establishing premium finance contracts for policyholders without their consent or knowledge, and failing to forward the full premium to the premium finance companies. 

Smith, Brian C. (Collegeville, PA) 2/10
§1033 waiver granted for prior felony conviction.

Smith, David M. (Lancaster, PA) 2/13
License revocation and $31,741 restitution – Smith accepted checks misappropriated and converted insurance premiums for his use.

Smith, Dwight D.  (Harrisburg, PA) 8/06

Smith, Gary M. (Merrick, NY) 9/07 

Smith, Karsten M. (New Kingston, PA) 6/14
§1033 waiver granted; indefinite supervision of license for prior felony conviction. 

Smith, Keli D. (Horsham, PA) 5/10
5-yr license supervision for a 2009 criminal conviction, which was disclosed on her insurance producer application.

Smith, Nicholas W.  (Bensalem, PA) 12/05 

Smith, Rodella S. doing business as Universal Insurance Connections, Inc. (Philadelphia, PA) 5/09
5-yr license supervision for failing to remit insurance premiums to an insurance company. 

Smith, Stephanie (Tobyhanna, PA) 4/14
§1033 waiver granted; indefinite supervision of license for prior felony conviction.  

Smith, Vincent J. (Reading, PA) 6/13
10-yr license supervision – Smith failed to report various states' administrative orders and actions to the Insurance Department. Smith will enter into a deferred payment plan with the Department of Revenue and may not act as a designated licensee.

Smith, Walter C. (Dunn, NC) 3/07 

Smithfield, Robert E. (Mountville, PA) 5/12
License revocation – Smithfield was convicted of a fraud felony charge in South Carolina and failed to report the conviction to the department. 

Smitley, George M. (McKeesport, PA) 10/14
5-yr license supervision; $10,000 penalty; shall assist the Pennsylvania Insurance Department in conducting investigations – Mr. Smitley failed to complete replacement forms and misrepresented the terms of actual or proposed insurance contracts or applications for insurance.

Smouse, John C.  (Leechburg, PA) 2/04

Snodgrass, Edward (Pittsburgh, PA) 8/07

Snaith, Samara D. (Philadelphia, PA) 9/15
5-yr license supervision - Snaith was admitted to the Accelerated Rehabilitative Disposition Program (ARD) due to felony and misdemeanor charges, which she fully disclosed on her license application.

Snow, Matthew E (Media, PA) 1/13
3-yr license supervision and disposition reporting of charges – Snow failed to report arrests for various criminal violations to the department. 

Snyder, David J. (Levittown, PA) 10/08
License revocation and $46,700 restitution payment for failing to disclose a 2006 conviction for mail fraud pertinent to the sale of life insurance between 2000 and 2002. 

Snyder, Larry E. (Elizabethtown, PA) 1/13
5-yr license supervision, $5,000 penalty, must assist with restitution and cooperate with related investigations – Snyder overcharged premiums of Erie Insurance Company policyholders between 2009 and 2012 by improperly adjusting the terms and conditions of existing automobile policies. 

Snyder, Rodney G. (McClure, PA) 3/09
Voluntary license surrender and 5-yr license supervision for failing to report felony criminal indictments.

Snyder, Ronald B. (Cranberry Township, PA) 10/06

Snyder, Wesley A. (Oley, PA) 12/07

Snyder, William N. Jr.  (Allentown, PA) 3/06

Sobers, Patricia A. (Philadelphia, PA) 6/06 

Sommers, Norma (Conneaut Lake, PA) 8/13
License revocation – Sommers failed to notify the department of felony and misdemeanor convictions.

Son, Dong N. (Philadelphia, PA) 3/06

Sorensen, Richard P.  (Catasauqua, PA) 12/06 

Sosa, William (Ebensburg, PA) 1/14
3-yr license supervision – Mr. Sosa failed to disclose his pending misdemeanor charges on his application. 

Sotak, Sean F (Bear, DE) 5/14
§1033 waiver granted; indefinite supervision of license for prior felony conviction.

Soto, Jorge (Streamwood, IL) 4/15
Revocation; 5-yr future supervision - Soto did not report previous misdemeanor conviction or revocation from three other states.

South Penns, Inc.  (Philadelphia, PA) 4/06

Space, Jr. Lewis Daniel (Lancaster, PA) 4/04 

Spangler, Jeffrey P. (Lewistown, PA) 2/09
Cease and desist order, surrender all licenses and 5-yr future license supervision failing to report the arrest and conviction of a 2008 felony. 

Spedale, Salvatore A. (Doylestown, PA) 7/10
3-yrs additional license supervision – Spedale sold 20 association plans to PA consumers that did not have the proper Certificate of Authority. In addition, he received compensation for an unlicensed administrator for policies sold by sub-producers to PA consumers. 

Spedale, Salvatore A., Jr. (Doylestown, PA) 10/08
$5,000 penalty, 6-month license suspension and five-year future license supervision for failing to report his New York insurance license revocation in 2007 for misappropriating an annuity premium.

Sperry, James R.  (Stewartsville, NJ) 6/06 

Spertz, Sabrina Lynn  and The Closing Company of PA (Pittsburgh, PA) 8/11
License revocations – Spertz, designated licensee of The Closing Company, failed to ensure proper escrow accounting and disbursements under Pennsylvania law. 

Spillert, Michael J. (Parsippany, NJ) 3/08
Failure to report National Association of Securities Dealers action; surrender of non-resident license.

Spirk, Gary J.  (Washington Boro, PA) 1/04 

Spitz, Gregory J (Aston, PA) 7/13
License revocation –Spitz failed to remit premiums to Columbia Life Insurance Company.

Sports & Fitness Insurance Corporation (Madison, MS) 10/06

St. Anne's Retirement Community (Columbia, PA) 4/06

Stainbrook, Jeffrey L (Mercer, PA) 5/07

Stalb, Susan A. (Millburn, NJ) 2/05

Stalb, Susan A. (Milburn, NJ) 2/05 

Stanton, Donald T (Erie, PA) 1/10
5-yr license supervision for prior criminal history.

Stanton/Kaighn Cynthia (Willow Grove, PA) 5/04 

State Farm Mutual Automobile Insurance Company (Bloomington, IL) 11/07

Statewide Public Adjusters, Inc. and Moore, Joseph R., Sr. (Philadelphia, PA) 7/10
License revocation and 5-yr future license supervision – Moore's business had insufficient funds to process a claimant's settlement check for an IRS tax lien.

Stauffer, Byron G.  (Greensburg, PA) 7/05

Stead, Richard T.  (Harleysville, PA) 2/04 

Steinberg, Arnold Yale (Pittsburgh, PA) 12/12
3-yr license supervision – Steinberg was guilty of several misdemeanors in 2012, which he reported on his producer license application.

Stella, Thomas (Drexel Hill, PA) 6/07

Steller, Mark A. (Leola, PA) 5/07 

Stelter, Alice M. (Selinsgrove, PA) 9/08
3-yr license supervision for failing to disclose that she was a licensed, insurance producer in correspondence to a long-term care insurance, while indicating that she was a licensed certified senior advisor. 

Stephenson, Jason M. (Kirkland, WA) 1/13
3-yr license supervision – when applying for a non-resident license, Stephenson disclosed his previous criminal history and probationary license status in his home state of Washington.

Sterling, Donte (Philadelphia, PA) 3/08 

Sterling, Teresa (Philadelphia, PA) 12/12
3-yr license supervision and mandatory reporting for disposition of charges – Sterling was arrested for multiple felony theft related offenses in 2012 and failed to report them to the department. 

Stetz, Edward (Johnstown, PA) 6/10
License revocation and five-year future license supervision for failing to notify the department that, since 2009, he was barred from the securities industry by the PA Securities Commission. 

Stewart, Daniel R. (Yardley, PA) 12/12
License revocation – Stewart failed to disclose a criminal arrest from 2010 and failed to pay past state income taxes resulting in a lien of over $3,000.00.

Stewart, Frank C, d/b/a Best Insurance and Financial Group, Inc. (Ramey, PA) 1/15
All licenses revoked; restitution; future license applications, if any will require a 1033 Waiver; 5-yr future supervision - Stewart was found guilty of one (1) felony count of Theft by Deception and one (1) felony count of Theft by Unlawful Taking in September 2014.He was found guilty in October 2014 of one (1) felony count of Theft.He failed to notify the Department of his 2013 and 2014 arrests.

Stewart, Joshua (Middletown, NY) 10/07

Stirk, Craig W. (Blandon, PA) 3/04 

Stoler, Jeffrey (Harleysville, PA) 10/12
License Revocation Stoler failed to report arrests or dispositions to the department within 30 days. He also collected money from a consumer and failed to remit the funds to his employer or carrier.

Stone, Jimmy Ray (Lebanon, PA) 6/06 

Stopper, Benjamin (Sinking Spring, PA) 10/13
3-yr license supervision; report disposition of charges – Stopper failed to notify the department of his arrest. 

Stopper, Benjamin (Sinking Springs, PA) 5/14
License revocation – Stopper entered a guilty plea to two felony criminal offenses.

Storch, John N. (Lancaster, PA) 3/07

Strand Insurance Finance Company, Inc. (Morganville, NJ) 4/04

Stranges, Nicholas F. (Hummelstown, PA) 1/07

Strednak, Marc (North Versailles, PA) 10/07

Strohecker, Leon Harry (Collegeville, PA) 4/04

Strong, Daniel  (Erie, PA) 6/06

Strope, Stephen A. (Royersford, PA) 9/15
License revocation; 5-yr future supervision - Strope failed to remit premium payment, which he used for personal use.  He forged a life insurance annuity policy, policy booklet and contract statement, which he provided as true documents.
 

Struble, Stanley (Doylestown, PA) 3/11
$1,763 restitution – Struble, a producer, sold a PA consumer a AIM and CEO Club healthplan, however he failed to conduct due diligence to determine if it was a bona fide health plan. The consumer, in turn, incurred unpaid medical expenses.

Sturman, Robert (Churchville, PA) 10/07 

SUA Insurance Company (Chicago, IL) 5/08
Untimely submission of Workers' Compensation Accident & Illness Prevention Report; $5,000 penalty. 

Suib, Steven A.  (Chester Springs, PA) 7/11
5-yr license supervision, $5,000 penalty – Suib failed to disclose a prior arrest and two tax liens, and created a fictitious entity that was never registered with the department. 

Summers, Gregory Lawrence (Philadelphia, PA) 5/11
5-yr license supervision and $3,000 penalty – Summers failed to disclose two previous misdemeanor arrests on his license renewal application.

Summit Insurance Group, Inc. (Broomall, PA) 5/06

Superior Performers, Inc. (Danville, VA) 6/07 

Sutterluety, Jacqueline Ann (Virginia Beach, VA) 10/10
License surrender and 5-yr future license supervision – Sutterluety failed to disclose a criminal indictment on her license application.

Swan, Edward M.  (Yardley, PA) 4/06 

Swartz, Christopher S. (New Freedom, PA) 11/12
3-yr license supervision and $2,000 penalty – Swartz used non-genuine signatures of three of his insurance clients.

Sweeney, James (Newtown, PA) 10/14
§1033 waiver granted; indefinite supervision of license for a prior felony conviction.

Swett and Crawford of Ohio (Cincinnati, OH) 3/05

Sword, Joseph T. (Conyngham, PA) 3/04

T.

T.H.E. Insurance Company (Treasure Island, FL) 3/04 

T.H.E. Insurance Company  (Treasure Island, FL) 1/09
$5,000 penalty and cease & desist order for the untimely submission of a workers' compensation accident and illness prevention report.

Tabaac Victor R Jr.  (Rydal, PA) 5/04

Taillon, Justin Timothy (Boiling Springs, PA) 1/15
$250 penalty -Taillon failed to disclose his criminal history on his June 18, 2008 license application.

Talib, Jamal Abu (Havertown, PA) 10/09
6-year license supervision, coupled with a 6-month license suspension of the Public Adjuster Solicitor license for doing the business of insurance without proper licensure.
 

Tarlecki, Kenneth G. (Milton, DE) 10/09
License surrender and 5-yr future license supervision for not disclosing prior civil judgments against him, and tax lien, on his insurance producer license application.

Tarlecky, Joseph T. (Pottsville, PA) 2/05

Tarmin, James F (Sanatoga, PA) 2/07 

Tauscher, Barry Eugene (Drexel Hill, PA) 12/12
5-yr license supervision – Tauscher failed to comply with a child support order.

Tauscher_Barry (Philadelphia, PA) 6/04

Taylor, Barry (Dowiningtown, PA) 5/03

Taylor, Craig J. (Philadelphia, PA) 11/14
§1033 waiver granted; indefinite supervision of license for a prior felony conviction. 

Taylor, George (Philadelphia, PA) 1/14
3-yr license supervision – Taylor failed to disclose his criminal conviction on his initial resident producer's license application. 

Taylor, Jacqueline M. (Winter Park, FL) 6/08
Failed to report other state actions, provided false information on license renewal applicatiopn, failed to respond to Order To Show Cause; License Revocation, $7,600 penalty. 

Taylor, Robert K. (Prospect, PA) 10/13
5-yr license supervision; $2,000 civil penalty – Taylor did not forward the policyholder's insurance premium in a timely manner, which caused the policy to lapse. 

Tendler, Michael F. (Pillow, PA) 10/11
3-yr license supervision – Tendler failed to exercise due diligence to determine the validity of AIM Health Plans and whether or not insurance coverage actually existed. 

Tennant, Gisele L. (Bobtown, PA) 10/12
License surrender – Tennant failed to report a 2012 arrest to the department. 

Ternak, Barbara (King of Prussia, PA) 2/09
Cease and desist order, surrender all licenses and 5-yr future license supervision for failing to report a 2008 arrest. 

Terragrossa, Francis P. (Morrisville, PA) 8/08
3-yr license supervision for failing to report two previous misdemeanor convictions on the initial producer application. 

Teti, John J. (West Chester, PA) 7/10
5-yr license supervision – Teti was involved in the sale of a life policy that became the subject of an inappropriate viatication structure, which resulted in financial loss to a policyholder. 

The Accurate Group, LLC (Huntersville, NC) and Paul Doman (Chargin Falls, OH) 11/10
3-yr license supervision – Doman allowed unlicensed individuals to submit multiple title insurance applications.

The Bridges at Brookline (Mifflintown, PA) 9/06

The Travelers Indemnity Company of Connecticut (Hartford, CT) 3/04 

Thomas, Kathleen B. (North Huntingdon, PA) 3/08
Diverted mortgage-related fund of $890,000 in 2007, misrepresentation; license revocation.

Thompson, Keith A. (Coopersburg, PA) 12/06

Thompson, Krista Marie (Erie, PA) 6/04 

Tillett, William M. (Harrisburg, PA) 1/13
3-yr license supervision – Tillett failed to disclose a 2011 arrest and four misdemeanor convictions. 

Tindal, Benjamin L. (Upper Darby, PA) 8/11
5-yr license supervision and $1,000 penalty – Tindal failed to report a prior DUI arrest and placed non-genuine signatures on 12 insurance applications. 

Titan Indemnity Company (Cleveland, OH) 4/08
Untimely submission of Workers' Compensation Accident & Illness Prevention Report; Cease and desist. 

Tittle, Ryan J. (Johnstown, PA) 6/11
§1033 waiver granted; indefinite supervision of license for prior felony conviction.

Titus, Courtney L. (Jersey Shore, PA) 12/07 

Toomey, Brett M. (Millsboro, DE) 1/13
5-yr license supervision – Toomey failed to comply with an Administrative Order in 2012 and his producer license was suspended. After he complied, his license was reinstated.

Torres, Diomarie (Lancaster, PA) 1/05 

Toto, Steven J. (Newtown, PA) 11/10
5-yr license supervision and $5,000 penalty – Toto attempted to complete life insurance applications without proper appointments or licensure.

Tower Insurance Company of New York (New York, NY) 4/08
Untimely submission of Workers' Compensation Accident & Illness Prevention Report; Cease and desist. 

Tower National Insurance Company (New York, NY) 4/08
Untimely submission of Workers' Compensation Accident & Illness Prevention Report; Cease and desist.

Tran, Quynh T. (Gladwyne, PA) 7/10
License revocation, restitution and five-year license supervision – Tran performed unauthorized financial transactions, recycling client signatures and commingling funds between personal and business accounts.
 

Transportation Insurors, Inc.. (Delphi, IN) 3/08
$5,000 penalty, 5-yr license supervision - Issued 746 surplus lines policies without licensing; failed to pay tax.

Travco Insurance Company  (Hartford, CT) 12/06

Travelers Home and Marine Insurance Company (The) (Hartford, CT) 12/06

Tressler Lutheran Services  (Allentown, PA) 5/06 

Trimboli, Anthony J. (Norwalk, CT) 2/12
3-yr license supervision – Trimboli failed to disclose on his Pa license application an administrative action from 2008 in his home state. 

Troyan, Bradley (Butler, PA) 10/11
License revocation – Troyan submitted eleven bogus insurance applications in 2011. 

Tru Close Financial Services, LLC and Sheppard, Jason Charles (Oakdale, PA) 6/10
License revocation, restitution and cooperation with the department on future investigations for failing to remit escrow funds in excess of $1 million and performing the business of insurance without a proper appointment with an insurance company. 

Truschel, Ann C. (Pittsburgh, PA) 1/13
5-yr license supervision, restitution to the Department of Revenue for unpaid taxes – Truschel failed to pay personal income tax from 2008 to 2010, had tax liens filed against her and misrepresented on her license renewals that she was tax compliant.

Truschel, Ann  (Pittsburgh, PA) 10/06

Tull, Frank C. (Exton, PA) 5/07

Tumminia, Frank J. (Washington, PA) 6/07 

Turay, Antoine (Philadelphia, PA) 10/14
License Revocation – Turay failed to report felony charges relating to transferring funds and property totaling over $306,000 from an elderly victim to himself. 

Turley, Daniel (West Chester, PA) 4/13
§1033 waiver granted; indefinite supervision of license for prior felony conviction.

Turner, John (Philadelphia, PA) 1/15
§1033 waiver granted; indefinite supervision of license for prior felony conviction.

Tursi, Anthony  (Philadelphia, PA) 4/06 

Twin City Fire Insurance Company  (Hartford, CT) 2/09
Cease and desist order for untimely submitting the workers' compensation Accident & Illness Prevention Report.

U.

U.S. Specialty Insurance Company (Houston, TX) 3/04

Uglow, Timothy (Meadville, PA) 7/07

Uhler, Lester O. (Bethlehem, PA) 3/04

Union Labor Life Insurance Company (Washington, DC) 7/04

Union_Labor_Life_Insurance_Company (Washington, DC) 7/04

United American Insurance Company  (Wilmington, DE) 1/04

Universal Underwriters Insurance Company (Overland Park, KS) 6/06

Upper Hudson National Insurance Company (Ferndale, NY) 8/07

Utain, David I.  (Cheltenham, PA) 10/06 

V.

Vahey, David A. (Elkins Park, PA) 9/10
Voluntary license surrender – Vahey failed to notify the department of a 2004 tax lien on his license renewal application. Vahey also failed to promptly forward premium funds from 2006 to 2008. 

Valley Global Insurance Brokers, LLC  (San Jose, CA) 10/05 

Vallone, Michael A. d/b/a Suburban Abstract Affiliates  (Newtown, PA) 3/11
Voluntary license surrender – Vallone escrowed money to satisfy a property lien, yet retained a portion of that money for its own use.

Vanerstrom, John S.  (Pittsburgh, PA) 3/06 

VanLenten, Stephen H. (Lancaster, PA) 10/15
6-month license suspension effective April 1, 2016, assist PID in conducting investigations; 5-yr future supervision - VanLenten executed bonds which were later determined to be fraudulent.

VanPelt, Robert M. (New Hope, PA) 6/09
5-yr license supervision for selling annuity products no approved for use in Pennsylvania, falsifying the location of where the annuities were sold.

Vansuch, Damian (Allentown, PA) 6/05

Vaughan, Mark (Golden, CO) 11/13
License revocation – Vaughan failed to report other states' actions, failed to notify the Pennsylvania Insurance Department of his felony arrest and conviction and provided false information while renewing his Pennsylvania non-resident producer license.

Vaughn, Zakee H.  (Willow Grove, PA) 11/06

Vereen, Vernon J. (Pittsburgh, PA) 3/14
License surrender – Vereen failed to report criminal convictions.

Vergara, George W.  (Mount Bethel, PA) 6/13
5-yr license supervision – Vergara failed to comply with an Administrative Order in 2012 and his producer license was suspended.After he complied, his license was reinstated.

Verileads, Inc., (Portland, ME) 5/11
License revocation – Verileads used unlicensed producers to sell approximately 278 supplemental health insurance policies to Maine residents.

Vicario, Victor J. (Harrisburg, PA) 5/09
7-yr license supervision for failing to disclose a 2009 felony offense on his initial producer application.

Viola, Robert G. (Glenn Mills, PA) 3/12
License revocation – Viola, while under supervision from a 2004 Consent Order, failed to disclose he did not pay income tax and failed to disclose prior administrative actions on his license. 

Viola, Robert G.  (Glenn Mills, PA) 12/04

Vision Benefits of America  (Pittsburgh, PA) 12/04

Vo, Nhan Bao (Springfield, MO) 5/08
Failure to report 2007 felony drug conviction; Revocation, 5-yr future license supervision.

Vo, Nhan Bao (Eddystone, PA) 5/12
5-yr license supervision – Vo disclosed a 2007 felony conviction on his producer license application.

Vogan, Larry R. (Franklin, PA) 3/12
5-yr license supervision and $5,000 penalty – Vogan completed, submitted and paid for applications for non-existing people and received commissions full restitution made.

Vucelich, George W. (​Swarthmore, PA) 11/15
License revocation; 5-yr future license supervision - Vucelich failed to report felony charges to the Pennsylvania Insurance Department.