ARCHIVED ENFORCEMENT ACTIONS J - L
Archived enforcement actions are available online beginning with 2004. To find or research older actions, please send an email to ra-hearings@pa.gov.
J.J.
Catherine Newton Agency (Pittsburgh, PA) 8/06
J.J. Farber Lottman Company, Inc. (Palisades Park, NJ) 3/17
$8,200
civil penalty; 5-yr license supervision - Company failed to submit its
filings or remittances of surplus lines taxes for the years 2011 through
2015 until 2016.
J.W.
Hoban & Associates, Inc. (Wilkes-Barre, PA) 4/06
Jackson,
Aqueelah N. (Philadelphia, PA) 6/10
§1033 waiver granted; indefinite supervision of license
for prior felony conviction.
Jackson,
Thomas W., Jr. (Rockledge, PA) 1/10
5-yr license suspension for failing to disclose criminal
history on license renewal application.
Jacobs,
Frank G. (Middletown, PA) 8/04
James
& Son, Inc.(Havertown, PA) 4/06
James
& Son, Inc. (Havertown, PA) 9/04
James
E. Christman & Son (Pottstown, PA) 11/04
James,
Jeremiah M. (Harrisburg, PA) 8/05
James,
Thomas R. (Mount Union, PA) 4/06
Jaquez,
Ann Marie (Wilkes-Barre, PA) 6/14
License revocation; timely compliance with all conditions
of sentencing, including payments of any monies and restitution – Jaquez failed
to report criminal proceedings to the Department.
Jaxtheimer, Evan (Pompano Beach, FL) 3/19
$10,000
civil penalty; 5-yr license supervision - Mr. Jaxtheimer submitted a
health insurance policy that was neither sold, solicited or negotiated
by him.
Jefferson
National Life Insurance Company (Carmel, IN) 10/09
$5,000 penalty and payment of $117,535.84 in restitution
or accepting false documents from an insurance producer who, in turn,
misappropriated money from policyholders.
Jehoich,
Joseph B. (Virginia Beach, VA) 1/08
Failure to report two felony arrests and convictions;
license revocation.
Jenkins,
William W. (Honesdale, PA) 7/10
License revocation and 5-yr license supervision – Jenkins
failed to report a guilty plea to theft by unlawful taking of movable property.
Jermyn,
James E. (York, PA) 8/10
5-yr future license supervision and full compliance with
the PA Department of Revenue Deferred Payment Plan – Jermyn failed to report
owing personal income taxes since 2006.
Jessome,
Joseph Todd (Sunrise, FL) 2/09
Cease and desist order and 5-yr license supervision for
soliciting health insurance to Pennsylvania residents without a license to do
so.
Jewell,
Raymond B. (Philadelphia, PA) 9/08
$1,000 penalty and 5-yr license supervision for
misrepresenting the terms of a life insurance policy, and use of another
insurance producer to sign the policy as the producer of record.
Jimcor
Associates, Inc. (Plymouth Meeting, PA) 8/04
Johns,
Cynthia Leigh (Greencastle, PA) 6/12
License revocation and restitution to Penn National Ins
Co as determined by the Franklin County Court of Common Pleas - Johns pled
guilty to felony theft by unlawful taking in 2012, which related to misappropriating
premiums.
Johnson, Adam (Pittsburgh, PA) 7/18
License
revocation; 3-yr future license supervision - Mr. Johnson created and
submitted fictitious teaching or nursing certificates to qualify
customers for discounts for which they were not entitled.
Johnson, Aisah (Sharon Hill, PA) 5/16
$18,000
civil penalty; license revocation; 5-yr future license supervision -
Johnson accepted premium from an applicant and failed to procure
coverage for applicant.
Johnson,
Blair G. (Wayne, PA) 7/10
$15,000 penalty and 5-yr license supervision – Johnson
was involved in the sale of a life policy that became the subject of an
inappropriate viatication structure, which resulted in financial loss to a
policyholder.
Johnson,
Brian L. (Mechanicsburg, PA) 1/06
Johnson,
David Allan (Altoona, PA) 4/06
Johnson, Garrett (Dallas, TX) 12/19
$5,000
civil penalty; 3-yr license supervision - Johnson allowed a
non-licensed individual to submit a healthcare policy for a customer
using his license number.
Johnson, Hasan Byron, Sr. (Philadelphia, PA) 8/15
5-yr
license supervision - Johnson Pled guilty to a misdemeanor and
felonies, which he disclosed on his insurance application.
Johnson, Robert III (Reading, PA) 6/16
5-yr license supervision - Johnson was convicted of misdemeanors.
Johnson,
Scott L. (Sarasota, FL) 10/09
5-yr license supervision for two felony charges that
occurred in Florida in 2009.If convicted, the license will be surrendered.
Johnson,
Thomas K. (Bellefonte, PA) 7/05
Johnson-Tinsley, Oshaki (Turtle Creek, PA)2/15
Remain
compliant with tax repayment agreement with PA Dept. of Revenue; 3-yr
license supervision: Ms. Johnson-Tinsley was not compliant with
Department of Revenue regarding taxes.
Johnson,
Trevor A. (Green, NY) 2/14
3-yr license supervision – Johnson failed to disclose his
criminal history on his application.
Johnson, Troy (Pittsburgh, PA)2/15
3-yr license supervision: Johnson was convicted of two misdemeanors, which he disclosed on his license application.
Johnson, Walter R. Adj & Order (Bensalem, PA) 6/17
$500
civil penalty; 60-day license suspension starting 15 days after
execution of Adj. & Order - Johnson failed to notify the
Pennsylvania Insurance Department that he conducted insurance under a
fictitious name and submitted an altered document to a mortgage company.
Johnson-Davenport,
Otis M. (Richboro, PA) 12/10
Mabstract, LLC
Johnston,
Nancy V. (Smyra, DE) 3/05
Jones,
Bruce T (Eldersburg, MD) 12/13
3-yr license supervision, $1,000 penalty – Jones failed
to report an administrative action to the department.
Jones,
Christopher (Lakewood, CO) 3/14
5-yr supervision, $1,000 civil penalty – Jones failed to
report his criminal convictions on his Pennsylvania non-resident producer
license application.
Jones,
David Schneider (West Chester, PA) 5/11
Three-year license supervision – Jones was convicted of
two felonies in 2006, both of which were disclosed on his producer license
application.
Jones, James Alfred Adj & Order (Harrisburg, PA) 7/17
License
revocation for 10-yrs; $12,000 civil penalty - Jones solicited and sold
life insurance policies without authority to do so.
Jones,
Neil A. (Coraopolis, PA) 8/11
§1033 waiver granted; indefinite supervision of license
for prior felony conviction.
Jones,
Paul Calvin (Philadelphia, PA) 3/06
Jones, Samuel Sr. (Philadelphia, PA) 4/19
5-yr
license supervision - Mr. Jones previously failed to pay his child
support but is now in compliance. The Pennsylvania Insurance Department
received an Order from the Court to reinstate his insurance license.
Jones, Victoria Nicole (Reading, PA) 11/17
3-yr
license supervision - Jones' application for resident insurance
producer licensure granted with supervision, wherein Jones fully
disclosed her criminal history.
Joseph
Chiarello & Company, Inc. (Hillside, NJ) 8/06
Joyce,
Joseph J. Jr. (Hughestown, PA) 5/12
3-yr license supervision – Joyce provided certificates of
insurance that had incorrect information regarding coverage amounts.
Juliano,
Arthur P. III (Philadelphia, PA) 8/13
License revocation – Juliano failed to notify the
department of his 2011 criminal arrest.
Juliano,
Arthur P. III (Philadelphia, PA) 6/12
5-yr license supervision – Juliano failed to report a
2011 arrest for insurance fraud.
Julius,
Hensley C. Sr. (Philadelphia, PA) 2/12
License revocation – Julius was convicted in 2011 of one
felony and failed to report either the arrest or conviction to the department.
Justen,
Scott A. (Toledo, OH) 3/05
K.
Kackloudis,
John S. (Columbus, OH) 4/07
Kadyrova, Maya (Philadelphia, PA) 3/17
License
revocation; 5-yr future license supervision - Kadyrova failed to notify
the Pennsylvania Insurance Department that she was arrested for
felonies.
Kaighn/Stanton,
Cynthia (Willow Grove, PA) 5/04
Kaler,
William R. (Altoona, PA) 7/05
Kamowski,
Susan E. (Wapwallopen, PA) 8/11
License revocation – Kamowski created false documents and
did not handle other insurance accounts in an appropriate manner.
Karcher,
Theresa L. (Philadelphia, PA) 12/04
Karn,
Timothy L. (Fayettesville, PA) 11/07
Karns,
Gary L. trading as Integrated Insurance Marketing (Akron, OH) 3/11
License surrender – Karns mailed information to consumers
promoting AIM Health Plans, but failed to conduct the proper research on the
validity of the entity. AIM Health Plans is not a licensed insurance entity.
Karpinski,
Albert J. (Lancaster, PA) 5/08
§1033 waiver for felony conviction; indefinite
supervision of producer license.
Kasapidis,
Spiros (Reading, PA) 1/07
Kaslander, Robert (Verona, NJ) 1/20
$1,000
civil penalty; 3-yr license supervision - Kaslander untimely
self-reported two (2) other states Administrative Actions to the
Pennsylvania Insurance Department.
Kaspar,
Christopher (North Wales, PA) 6/12
License surrender – Kaspar misrepresented his identity to
collect personal and confidential policyholder account information.
KDN
Lancaster Corporation (Wyommissing, PA) 5/10
Kearney,
John R. (Media, PA) 2/04
Kelley,
Norris E. (Pittsburgh, PA) 2/10
§1033 waiver for prior felony conviction; indefinite
supervision of producer license.
Kelley,
Steven John (Denver, PA) 7/10
4-yr license revocation and $5,000 fine – Kelley failed
to report a 2009 felony indictment and guilty plea.
License
revocation; 5-yr future license supervision - Mr. Kelly forged
customers' signatures on recurring monthly authorization forms as a
matter of convenience.
Kelly,
Joey Heather (Lebanon, PA) 12/09
License revocation and 5-yr license supervision for
failing to remit $1.7 million from 14 mortgage payoffs received for settlement.
Kelly,
Scott J. (Chalfont, PA) 1/07
Kelly,
William O. (Aliquippa, PA) 12/09
5-yr license supervision for using an improper general
disclosure statement.
Kelly,
William A., Jr. (Nashville, TN) 2/14
5-yr supervision, $30,000 civil penalty – Kelley engaged
in the sale of life insurance to approximately 800 individuals.
Kempton,
Gregory L. (Lutz, FL) 4/07
Kendrick_Shawn_P.
(Erie, PA) 6/04
Kendrick, Stephanie Lynn (Phillipsburg, PA) 5/15
Revocation;
5-yr future license supervision - Kendrick received premiums that
she failed to remit to W.N. Tuscano Agency, Inc.
Kennedy,
John E. (Feasterville, PA) 3/06
License revocation; 10-yr future license
supervision - Ms. Keo failed to report her criminal charges to the
Pennsylvania Insurance Department.
Keough,
Dorothy (Philadelphia, PA) 10/13
5-yr license supervision – Keough failed to comply with
an Administrative Order in 2013 and her producer license was suspended. After she complied, her license was
reinstated.
Keretz, Stephen David (Lake Worth, FL) 7/19
$1,000
civil penalty; 3-yr license supervision - Mr. Keretz failed to clearly
advise customers the health insurance coverage sold to them failed to
meet the minimum essential coverage under the Affordable Care Act.
Kesselman,
Joel D. (Richboro, PA) 3/10
$5,000 penalty and 5-yr license supervision for receiving
excessive complaints between 1996 and 2009 for misrepresenting policy terms and
conditions, for which Kesselman's employment was terminated.
Kesselman,
Joel D. (Richboro, PA) 4/11
5-yr license supervision and $5,000 fine – Kesselman owed
unpaid state income tax, yet indicated he was tax compliant on his license
renewal. Kesselman also failed to report a misdemeanor arrest and conviction
from 2010.
Kesselman, Joel (Richboro, PA) 7/19
$10,000
civil penalty; 10-yr license supervision - Mr. Kesselman failed to
advise customers of the limitations of the health insurance coverage
sold to them.
Kesselman, Stephen J. (Holland, PA) 7/19
$3,000
civil penalty; 5-yr license supervision - Mr. Kesselman failed to
clearly advise customers the health insurance coverage sold to them
failed to meet the minimum essential coverage under the Affordable Care
Act.
Kett,
John W. (Wyndmoor, PA) 1/12
License revocation – Kett failed to remit, deposit or
forward full premium payments to an insurance company.
Khawaja,
Mohsin (Upper Darby, PA) 1/13
5-yr license supervision and must report disposition of
pending charges within 30 days – Khawaja failed to report misdemeanor charges
to the department.
Khawam,
John D. (Washington Crossing, PA) 10/07
Kichi, Ashley Lynn (New Eagle, PA) 7/15
7-yr
license supervision - Kichi was convicted of 1 misdemeanor and
assessed a monetary obligation, which she disclosed on her license
application.
Kiel
Insurance Brokers, Inc. (Cherry Valley, MA) 3/07
Kiel,
Steven (Ware, MA) 3/07
Kifer, Steven Morgan (Altoona, PA) 10/18
§1033 waiver granted; indefinite license supervision for prior felony convictions.
Kimmel,
Janice M. (Hollidaysburg, PA) 11/12
Kimmel previously surrendered her producer license via
Consent Order in 1992; now re-issued under with 7-yr supervision.
Kimmel,
Janice; & Protection Advisors, LLC (Miami, FL) 7/14
License revocation – Kimmel fronted money and also
received premium payments, yet failed to remit the money. Restitution totaling
$51,425.00 has been paid.
Kinard, Keynan A. (Harrisburg, PA) 8/15
License
revocation - Kinard signed the name of purported policyholders on
life insurance policy applications and received commissions after
chargebacks.
Kindrew, Mary E.(Moosic, PA) 1/15
License
revocation; restitution required on or before 30 days after the
execution of Consent Order; Future license supervision - Kindrew signed
the name of the purported fictitious policyholders on 108 policy
applications.
King, Elizabeth E. (Pittsburgh, PA) 1/17
§ 1033 waiver granted; indefinite license supervision for prior felony conviction.
King
Insurance Agency (Philadelphia, PA) 1/05
King
Insurance Agency, Inc. (Reading, PA) 5/07
King,
Timothy J. (Philadelphia, PA) 1/05
King, Timothy J. (Reading, PA) 8/19
$5,000
civil penalty; 7-yr license supervision - Mr. King charged a customer a
down payment but did not disclose that part of the money was for the
up-front commission.
§1033 waiver granted; indefinite license supervision for prior felony conviction.
Kirkland,
Ronald Edward (Dacula, GA) 12/12
3-yr license supervision – Kirkland failed to notify the
department of a 2009 misdemeanor plea.
Kistler,
David B. (Jacobus, PA) 10/05
Kisty,
Jr., Stephen M. (Pittsburgh, PA) 12/05
Kletch, Karen Ann (Canonsburg, PA) 8/15
License
revocation for a minimum of 20-yrs; $29,000 penalty; On April 30, 2015,
Department alleged that the Respondent violated the Insurance
Department Act as a license
insurance producer by forging thirty-four (34) life insurance policy applications in order to obtain commissions.
Knauber,
Ronald E. Jr. (Millersburg, PA) 12/06
Knauff
Insurance, Inc. (Charlotte, NC) 9/05
Knerr,
Brandon (Pittsburgh, PA) 11/15
5-yr license supervision - Knerr was convicted of
misdemeanor offenses, which he disclosed on his insurance license application.
Knight,
Ronnie (Erie, PA) 11/11
§1033 waiver granted; indefinite supervision of license
for prior felony conviction.
Knoch, Jamie Lynn (Brookville, PA) 9/19
3-yr
license suprvision - Knoch initiated an application for a resident
producer license, wherein she fully disclosed her criminal history.
Knowles_Robert_I_Jr.
(Waverly, PA) 7/04
Koback, Clifford J. (Westminister, MD) 11/19
$1,000
civil penalty; 3-yr license supervision - Koback failed to notify the
Pennsylvania Insurance Department of his administrative action within 30
days.
Koch, Gregory Alan (Douglassville, PA) 5/18
$1,000
civil penalty; 5-yr license supervision - Mr. Koch previously failed to
seek proper licensure for his business entity from the Pennsylvania
Insurance Department. He obtained licensure on April 10, 2018.
Kochel,
Samantha A. (Wernersville, PA) 1/13
License revocation – Kochel failed to notify the
department of her 2012 felony and misdemeanor arrest or conviction.
Kohler,
Walter J. (Lansdale, PA) 10/06
Kollar,
Jr., Cyril R. (Yukon, PA) 6/06
Koltoff,
Jeffrey R. (Philadelphia, PA) 1/09
Surrender of all licenses and 5-yr future license
supervision for a February 2008 arrest for three felony charges.
Konycki, Michael Thomas (Dallas, PA) 7/15
3-yr license supervision - Konycki was convicted of a felony, which he disclosed on his insurance application.
Koslop, Jonathan (Hazleton, PA) 10/19
3-yr
license supervision - Koslop applied for an initial resident producer
license, wherein, he fully disclosed his criminal history.
License revocation; 10-yr future license
supervision - Mr. Kramer failed to report his prior felony charge and
conviction on a previous license application.
Kramp,
Ryan D. (Schnecksville, PA) 3/13
5-yr license supervision, must report disposition of
charges – Kramp was charged with criminal conduct in 2012 and failed to report
the charges to the department.
Kratzer,
Katie L. (Selinsgrove, PA) 6/14
§1033 waiver granted; indefinite supervision of license
for prior felony conviction.
Kratzer, Traci Joy (East Norriton, PA) 9/16
License
Revocaiton; 10-yr future license supervision - Kratzer failed to report
criminal charges to the Pennsylvania Insurance Department.
Krauss,
Steven W. (Moscow, PA) 9/08
Surrender of Professional Bail Bondsman license and 5-yr
future license supervision for failing to disclose three felony convictions in
Connecticut from 1993, while indicating no criminal charges on his Pennsylvania
licensing application and subsequent renewals.
Krawchuk,
Cari Ann (East Fallowfield, PA) 10/14
3-yr license supervision; $3,000 penalty – Krawchuk failed
to notify the department within 30 days of being charged with Criminal Conduct.
Kreider,
Michael D. (Lancaster, PA) 1/07
Kreighbaum,
John W. (Middleburg, PA) 3/06
Kroope,
Richard Alan (Bethlehem, PA) 2/10
License revocation, $24,000 civil penalty, $151,376.59
restitution and 7-yr future license supervision – failure to pay Pennsylvania
state income tax for calendar years 1999 through 2006 and providing incomplete
or false information on several license applications and renewals.
KT
Settlement Services and Kevin Tanribilir (Berwick, PA) 6/12
5-yr license supervision and $5,000 penalty – Tanribilir
allowed an individual to operate as an unlicensed title agent.
Kuenster,
Mary F. (Oak Park, IL) 1/10
License surrender for failing to report that her home
state of Illinois revoked her license in 2008.
Kuhnemund,
Dennis C. (Ligonier, PA) 1/05
Kukish,
Warren M. / PA Auto Insurance Outlet (Philadelphia, PA) 8/08
$5,000 penalty and 3-yr license supervision for charging
undisclosed fees.
Kullman,
Richard T. (Allentown, PA) 7/09
License revocation, 5-yr future license supervision and
418,813 in restitution for converting insurance premiums from policyholders for
his personal use.
Kundrod, Renee C. (Mars, PA) 8/16
$500 civil penalty; 3-yr license supervision - Kundrod altered personal umbrella policy declarations page.
Kurlander,
Mitchell (Allentown, PA) 6/13
License revocation – Kurlander pled guilty to felony
criminal charges for Conspiracy to Commit Mail Fraud.
Kustron,
Robert A. (McMurray, PA) 8/14
License revocation; proof of restitution – Kustron
mismanaged his accounts.
Kwedder, Dawn M. (Quakertown, PA) 12/19
License revocation; 10-yr future license supervision - Kwedder used customers' premiums for her own personal use.
L.
L.W.
Pocono Ins. Agency, LLC (East Stroudsburg, PA) 1/14
5-yr license supervision, $4,000 civil penalty- The
agency used identifying information of other individuals to obtain lower
premium quotes for customers.
Labib,
Alfred A. (Smithburg, MD) 8/04
Lackawanna
Casualty Company (Wilkes Barre, PA) 5/06
Lagbara,
Shemstchass A. (Philadelphia, PA) 5/13
5-yr license supervision – Lagbara's license was
previously suspended for failure to pay child support.
Lake,
Jamie P. (Scranton, PA) 9/09
License revocation for failing to report to the
commonwealth within 30 days a guilty plea and conviction for one felony count
of mail fraud.
Lamanna, Anthony Michael (North Royalton, OH) 8/19
License
revocation; 5-yr future license supervision - Mr. Lamanna failed to
report the disposition of his criminal charges to the Pennsylvania
Insurance Department within 30 days.
Lamboy, Michael (Brooklyn, NY) 9/15
License
revocation for a minimum of 10 years; $16,000 penalty; 5-yr future
supervision - Lamboy failed to report the revocation of his
producer's license by multiple other jurisdictions.
Lamendola, Mark I. (Mars, PA) 11/18
License
revocation; 10-yr future license supervision - Mr. Lamendola deposited
checks into the wrong accounts for two customers, then fabricated
letterheads and sent letters to the customers informing them the mistake
had been corrected, when no action was taken.
Lancaster
Annuity Services Company, Inc. (Lancaster, PA) 1/04
Lancer
Insurance Company (Long Beach, NY) 7/07
Landis,
Jeffrey L. (Perkasie, PA) 11/04
Landis, John Edward, Jr. (Coatesville, PA) 9/19
5-yr license supervision - Landis initiated an insurance application and failed to disclose his criminal history.
Landrine,
Valentina (Philadelphia, PA) 5/14
§1033 waiver granted; indefinite supervision of license
for prior felony conviction.
Landsperger, Barry (Pittsburgh, PA) 4/16
§1033 waiver granted; indefinite license supervision for prior felony conviction.
Landsperger,
Barry Norman (Pittsburgh, PA) 3/12
License revocation and restitution– Landsperger
produced and remitted 136 fictitious insurance applications for 42
fictitious policyholders and collected over $38,000 in commissions.
Lane,
Scott E. (Whitehall, PA) 1/10
5-yr license supervision for prior felony and misdemeanor
convictions.
Lane,
Scott Edward (Whitehall, PA) 8/10
6-month license revocation and 10-yr future license
supervision – Lane was convicted of a felony while already under a license
supervision
Langley,
Mary Lou (South Williamsport, PA) 9/12
§1033 waiver for previous felony convictions; indefinite
license supervision.
Laposh
III, Joseph (Easton, PA) 10/06
Larkin,
Terrence P. Sr. (Jenkintown, PA) 12/14
5-yr supervision, $4,000 penalty – Larkin provided false
information on individual annuity applications, point of sale certifications
and receipt of delivery for owners and joint owners residing in New Jersey,
Nebraska and Oregon.
Laslo,
Joseph S. (Noblesville, IN) 12/10
License revocation and 5-yr future license supervision –
Laslo failed to report a license revocation action from Florida to Pennsylvania
and Alabama.
Laster,
Samans & Levin, Inc. (Philadelphia, PA) 10/07
Laster,
Samans & Levin, Inc. (Philadelphia, PA) 1/04
Lattari,
Michael J. (Philadelphia, PA) 6/12
5-yr license supervision – Michael Lattari had a misdemeanor
conviction which was disclosed on his producer application.
Laughlin,
Gerald J. (Riverton, NJ) 11/07
Laughlin,
Inc. (Riverton, NJ) 11/07
Lauri, Salvatore, Jr. (Springfield, PA) 4-19
$5,000 civil penalty; 3-yr license supervision - Mr. Lauri failed to remit premium payments to insurers in a timely manner.
Lavery,
William A. (Hatboro, PA) 3/07
Lavins,
Laurence J. (Philadelphia, PA) 3/09
Surrender of public adjuster license and 5-yr future
license for conducting public adjuster appraisals with an unlicensed appraiser
and ultimately accepting compensation from the unlicensed appraiser.
Law, Percy Edward III (Denora, PA) 7/15
License revocation; 5-yr future license supervision - Law submitted fraudulent insurance applications and forged signatures.
Lawler,
Dennis (Pottstown, PA) 7/06
Lawrence,
Kenneth A. (Ambler, PA) 7/12
5-yr license supervision and $7,947 restitution –
Lawrence failed to remit premium.
Lawson,
Lance (Harrisburg, PA) 9/13
License surrender – Lawson failed to report criminal
proceedings within 30 days.
Lazarchick, R. Michael and State Public Adjusting Co. (West Reading, PA) 5/19
$2,500
civil penalty; $583.19 restitution; 5-yr license supervision - State
Public Adjusting Co. acted as a public adjusting agency with an inactive
license. They notified the Pennsylvania Insurance Department when they
became aware and are now active.
Lazaro, Douglas (Freehold, NJ) 3/18
License
revocation; 5-year future license supervision - Lazaro knowingly
accepted personal health insurance buisness which was sold, solicited or
negotiated by an unlicensed employee of Respondent.
Leak,
Edward (Philadelphia, PA) 11/05
Lease,
James A.(Trafford, PA) 10/10
License revocation, restitution and 5-yr future license
supervision – Lease collected, but failed to collect and remit, over $3,000 in
premium from nine clients.
Lebowitz,
David (Bethlehem, PA) 6/08
Criminal history; Appeal of denial of Producer License;
may reapply for license 11/4/2011, 3-yr future license supervision.
Lee, Helen Kyung (Pasadena, CA) 10/19
License
revocation; 5-yr future license supervision - without admitting the
allegations of fact, Ms. Lee's agency, which she was the Qualifying
Active Officer, offered gift cards in exchange for health insurance
information. Two PA consumers who completed the survey were neither
aware or, not had authorized, the submission of the "Agent of Record
Change" form letter.
Leggett,
Jeffrey D. (Johnson City, NY) 5/14
5-yr license supervision; $1,000 penalty – Legget failed
to disclose his criminal history and administrative actions on his application.
Leland-West
Insurance Brokers, Inc. (Fresno, CA) 2/09
Cease and desist order and 3-yr license supervision for
charging an illegal application fee to Pennsylvania consumers.
Lempiner,
Claudine R. (Douglassville, PA) 11/06
Lempiner,
Larry J. (Douglassville, PA) 11/06
Lenenberg,
Sandor L. (Pittsburgh, PA) 6/09
§1033 waiver granted for prior felony conviction.
Lennon
Insurance Agency, Inc. (Hatboro, PA) 7/07
Lennon,
Thomas J.( Furlong, PA) 7/07
Leo,
Edward B. (Glenmore, PA) 4/13
5-yr license supervision – Leo failed to comply with an
Administrative Order in 2012 and his producer license was suspended. After he
complied, his license was reinstated.
Leparulo,
Luigi (Kimberton, PA) 1/12
5-yr license supervision and Deferred Payment Plan
compliance – Leparulo failed to pay state corporation taxes for multiple years
and failed to disclose tax liabilities on license renewal applications.
Lerman,
Jacob (Horsham, PA) 5/12
10-yr license supervision, $6,000 restitution and $3,000
penalty – Lerman forged 17 signatures on insurance applications and
misrepresented his identity to insurance company representatives.
Lesko, Alexis
A. (Frackville, PA) 2/11
License surrender and 5-yr future license supervision –
Lesko misappropriated $24,520 from customer accounts while at Wachovia Bank,
which resulted in a FINRA action.
Levesque, Randall M. (Middletown, RI) 6/19
License
revocation; 10-yr future license supervision - Mr. Levesque failed to
notify the Pennsylvania Insurance Department of administrative actions
taken by other states.
Levin,
Matthew H. (Bala Cynwyd, PA) 10/07
Lewis,
Chase D. (Philadelphia, PA) 4/13
3-yr license supervision; must report disposition of
charges – Lewis failed to notify the department he was arrested and charged
with violations of the Pennsylvania Criminal Code, Title 18.
Lewis, Olivia Ashley (Parkersburg, PA) 9/19
License
surender; 5-yr future license supervision - Lewis did not report the
final disposition of her criminal charges to the Pennsylvania Insurance
Department within 30 days.
Lewis, William Kenneth (Lower Burrell, PA) 5/15
5-yr license supervision - Lewis was convicted of 2 felonies, which he reported on his license application.
Lewison,
Robert S. (Cherry, Hill, NJ) 7/05
Lexington
& Concord Search & Abstract, LLC (Huntingdon Valley, PA) 7/05
Liberty
Financial Services, Inc. (Pittsburgh, PA) 2/04
Liberty
Insurance Underwriters, Inc. (New York, NY) 5/08
Untimely submission of Workers' Compensation Accident
& Illness Prevention Report; $5,000 penalty, Cease and desist.
Librich,
Thomas F. (Glenshaw, PA) 1/12
5-yr license supervision and $5,000 penalty – Librich
falsified applicant information and misrepresented surrender charges for an
annuity.
Liedtke,
Paul (Ambler, PA) 10/14
5-yr license supervision; $1,000 penalty – Liedtke failed
to report misdemeanor criminal charges to the department within 30 days.
Lillie, Tirrone Lee (Bensalem, PA) 2/15
1033 waiver granted; indefinite supervision of license for prior felony convictions.
Lim,
Suk-Ku (Falls Church, VA) 7/07
Linkowski,
Steven J., Jr. (Avella, PA) 10/10
5-yr license supervision – Linkowski failed to remit
personal income tax for 2005, yet submitted renewals in 2007 and 2009
indicating he was tax compliant.
Lipka,
Matthew S. (Morrisdale, PA)
3-yr license supervision for a 2005 guilty plea to one
misdemeanor, and two 2006 DUI charges.
Lititz
Mutual Insurance Company (Lititz, PA)
Little,
Christopher R. (Jackson, TN) 3/05
Locey,
Corinne L. (Bemus Point, NY) 8/12
3-yr license supervision – Locey failed to disclose a
2006 misdemeanor conviction on her license application.
Lockey,
Kenneth M (Hawk Run, PA) 10/04
Lockhart, Aliah (Philadelphia, PA) 6/12
5-yr license supervision – Lockhart failed to report a 2010
arrest to the department.
Lockhart, Aliah S. (Philadelphia, PA) 9/19
$250.00 civil penalty; 5-yr license supervision - Lockhart failed to report her administrative action until after 30 days.
Lockhart,
Tony Oscar (Philadelphia, PA) 11/11
§1033 waiver granted; indefinite supervision of license
for prior felony conviction.
Loeber,
James B. (Etters, PA) 11/05
Lomax,
Tanya Y. (West Chester, PA) 6/11
§1033 waiver granted; indefinite supervision of license
for prior felony conviction.
Lomis, Louis E. (McMurray, PA) 11/19
$1,000
civil penalty; 5-yr license supervision; compliance with his business
and personal income tax repayment agreement(s) with the Pennsylvania
Department of Revenue - Lomis failed to pay his state taxes from 2008
through 2018.
London
American General Agency, Inc. (San Diego, CA) 10/06
Long,
Angela M. (Manahawkin, NJ) 4/10
5-yr future license supervision: Failure to notify the
department concerning a 2008 consent order from New Jersey.
Long, Catherine Marie (Hatboro, PA) 12/19
$500
civil penalty; 5-yr license supervision - Long wrote commercial
insurance policies without the proper license qualification.
Long,
Scott W. (Jersey Shore, PA) 1/07
Lopez, Michael Angel, Jr. (Willow Grove, PA) 3/18
License revocation; 5-yr future license supervision - Lopez failed to apply insureds'_premium payments to their policies.
Lopez Rodriguez, Bruce (Bethlehem, PA) 9/15
3-yr
license supervision - Lopez Rodriguez was charged with a
misdemeanor, which he failed to disclose on his license application.
The charge was later withdrawn.
Lowa,
Karl William, III (Pottstown, PA) 7/10
5-yr license supervision – Lowa failed to pay personal
income tax from 1996 to present. He has entered into a Settlement Agreement
with the Department of Revenue and the Attorney General's Office to become tax
compliant.
Lowe,
John J. (Elterton, PA) 12/04
Lowe,
Norman (Geneva, OH) 11/13
3-yr license supervision – Lowe failed to notify the department
of his criminal arrest.
Lucciotti,
Robert J. 9/05
Lundy, Rachel D. (Blue Bell, PA) 9/15
License revocation; 5-yr future supervision - Lundy did not report her criminal charges.
Lynch,
Benjamin Adriel (Cranberry, PA) 5/10
5-yr license supervision for acting as a surplus lines
producer who sold, or was involved in the sale of, over surplus lines policies
to PA policyholders.
Lynch,
John J. (Havertown, PA) 3/08
$5,000 penalty; 5-yr license supervision - Failure to
indicate annuity and life replacement and give notice of annuity replacement,
misquoted an annuity rate.
Lyons Stevens, Kelli A. (Dalton, PA) 5/16
$1,000 civil penalty; 5-yr license suprvision - Lyons Stevens forged a replacement form.
Lysaght, Michael P. (Carnegie, PA) 6/19
5-yr license supervision - Mr. Lysaght forged a customer's signature and submitted applications for ficitional individuals.