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Saucon Mutual Insurance Company – Plan of Conversion / Form A

PUBLIC COMMENT PERIOD CLOSING - Persons wishing to comment on the grounds of public or private interest are invited to submit a written statement to the Pennsylvania Insurance Department on or before the close of business on August 14, 2017.   Each written statement must include the name, address and telephone number of the interested party, identification of the application to which the statement is addressed, and a concise statement with sufficient detail and relevant facts to inform the Department of the exact basis of the statement.  Written statements should be directed to Cressinda Bybee, Company Licensing Division, Pennsylvania Insurance Department, 1345 Strawberry Square, Harrisburg, PA  17120; fax (717) 787-8557; email .  

Comments received will be part of the public record regarding the filing and will be made available on the Insurance Department's website.  Additionally, copies of the comments received will be forwarded to the applicant for appropriate response.   The applicant's responses will also be made available on the Department's website. 

The following are the public documents filed in connection with the application and request for plan approval of a mutual-to-stock conversion and subsequent acquisition of control.   



001  Filing Cover Letter
002  Alternative Plan of Conversion
003  Policyholder Information Statement
004  Form of Notice to Policyholder to Vote & Form of Proxy
005  Policyholder Notice of Filing
006  Form A Filing
014  Revised Policyholder Notice of Filing
015  Stellar Public Comment (negative)
016  Stellar Letter to Applicant
017  PA Bulletin Notice of Filing
018  Applicant Response to Stellar Public Comment
021  Applicant Response to Stellar Public Comment
022  Applicant Response to Stellar Public Comment
023  Department Information Request
024  Response to 1/12/15 Information Request
025  Amended Alternative Plan of Conversion
026  Amended Member Information Statement
027  Amended Form of Notice to Policyholders to Vote
028  Amended and Restated Form A
029  Blackline - Amended and Restated Plan of Conversion
030  Blackline - Member Information Statement
031  Blackline - Member Notice of Filing
032  Blackline - Member Notice of Special Meeting
033  Blackline - Special Meeting Proxy Card
034  Blackline - Shareholders Agreement
035  Blackline - Saucon Holding Company Bylaws
036  Blackline - Saucon Amended Articles of Incorp.
048  Second Amended & Restated Documents
049  Blackline - Second Amended & Restated Documents
053  PA Bulletin Notice of Hearing
057  Bloch Intent to File Public Comment
060  Notice of Public Informational Hearing to Bloch
061  Saucon Notice of Public Informational Hearing
062  Selber Public Comment (request for information)
063  Selber Public Comment Forwarded to Applicant
064  Response to Selber Public Comment
065 Wentzel Public Comment (negative)
066 ​Wentzel Public Comment Forwarded to Applicant
067 ​Applicant Response to Wentzel Public Comment
068 ​Public Informational Hearing Transcript
069 Public Informational Hearing Agenda
070 ​Brian Regan Written Testimony
071 ​Stephen Bajan Written Testimony
072 ​Anthony Latini Written Testimony
073 ​Department Response to Herman Information Request
074 ​Herman Acknowledgement of Department Response
076 ​Applicant Response to Public Hearing Comments
077 ​Revised Member Information Statement and Proxy Statement
078 ​Revised Member Information Statement and Proxy Statement
079 ​Department Response to Bloch Information Request
080 ​Bloch Public Comment (negative)
081 ​Bloch Public Comment Forwarded to Applicant
082 ​Applicant Response to Bloch Public Comment
084 ​Request for Saucon Acknowledgement of StoneRidge Engagement
085 ​Return of Signed Acknowledgement of StoneRidge Engagement
087 StoneRidge Final Valuation Report (November 29, 2016)
088 ​Forwarding of Final Valuation Report to Saucon
090 ​Saucon Coverletter to Third Amended & Restated Plan
091 ​Copy of 2/6/15 Name Approval Request
092 ​Notice of Proposed Amended Plan of Conversion
093 ​Second Amended and Restated Form A
094 ​Third Amended and Restated Plan
095 ​Member Information Statement, Proxy, Offering Document
096 ​Blackline - Notice of Proposed Amended Plan
097 ​Blackline - Second Amended and Restated Form A
098 ​Blackline - Third Amended and Restated Plan
099 ​Blackline - Member Information Statement, Proxy, Offering Document
101 ​Policyholder Notice of Amended Filing
102 ​Westerman Public Comment
103 ​Forwarding of Westerman Public Comment
104 ​StoneRidge Advisors, LLC - Fairness Opinion
105 ​Applicant Response to Westerman Public Comment
106 ​Westerman Public Comment
107 ​Forwarding of Westerman Public Comment
108 ​Applicant Response to Westerman Public Comment
110 ​PA Bulletin Notice Reopening Public Comment Period to Review Amended Filing
111 ​PA Bulletin Notice Closing Public Comment Period
113 ​Department Approval Order